Philip Baggley

Reference number: 586065

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Appointed representative

Philip Baggley does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

New Leaf Distribution Limited Reference number: 460421 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Philip Baggley (FRN 586065) is an AR of New Leaf Distribution Limited (FRN 460421). When you use Philip Baggley's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Philip Baggley, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • No phone number on the FCA register

  • Address

    35 Douglas Avenue, Stoke-on-trent, Staffs, ST4 5JY, United Kingdom

In the full report: 1 background check

  • Who else gives the postcode ST4 5JY
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Oakleaf Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through New Leaf Distribution Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Philip Baggley’s history from the FCA register and Companies House, newest first.

2012

9 August 2012

  • Became an appointed representative
  • Began trading as "Oakleaf"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Philip Baggley

Other firms of the same type (pension transfer adviser), nearest first.

In Stoke-on-trent

Key Financial Associates LimitedStoke-on-trentAppointed representative

Elsewhere in the UK

Financial Service Solutions LtdLondonAppointed representative&together Advisory LimitedCanterburyAppointed representative3Dmt LtdLondonAppointed representativeA New View LtdLondonAppointed representativeA-Star Financial Solutions UK LimitedLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Philip Baggley

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 background check on its contact details
  • All 2 events in its history

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Frequently asked questions about this firm

Is Philip Baggley FCA authorised?
Philip Baggley (FRN 586065) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Philip Baggley?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Philip Baggley (FRN 586065) is an AR of New Leaf Distribution Limited (FRN 460421). When you use Philip Baggley's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Philip Baggley, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is Philip Baggley a scam or clone?
Philip Baggley is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Philip Baggley?
Protection works through New Leaf Distribution Limited, the principal firm responsible for Philip Baggley's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Philip Baggley use any other names?
It trades as Oakleaf.

Sources and links

The full report on Philip Baggley

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