Poole Wealth Management Ltd

Reference number: 1011179

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Quilter Financial Services Limited Reference number: 440703 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Poole Wealth Management Ltd (FRN 1011179) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Poole Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Poole Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07710 757503

  • Address

    130 Watling Street, Radlett, Hertfordshire, WD7 7JH, United Kingdom

In the full report: 2 background checks

  • What kind of line 07710 757503 is
  • Who else gives the postcode WD7 7JH
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Poole Wealth Trading name
  • PWM Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Quilter Financial Services Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
15222561
Company status
Active
Company type
Private limited company
Incorporated
19 October 2023 (3 years old)
Registered office
130 Watling Street, Radlett, Herts., WD7 7JH, United Kingdom
Nature of business
  • Pension funding (SIC 65300)
  • Activities of insurance agents and brokers (SIC 66220)
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Neil John Finlayson Poole Director Mar 1972 19 Oct 2023 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Filed accounts and finances

Year to 31 October 2025Micro-entity accountsNot audited

Total equity

£13.5k

+111% from £6,405

Employees (average)

1

Up 1 from 0

Owed within a year

£8,200

−35% from £12.6k

Total equity

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 15222561. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Poole Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (3) All events (7)

2024

15 April 2024

  • Became an appointed representative

FCA register

2023

19 October 2023

  • Incorporated at Companies House
  • Neil John Finlayson Poole took control (75–100% of shares)

Companies House

In the full report: all 7 events

  • All 7 events in its history (3 shown here)
  • Every director appointment and resignation: 1
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Firms like Poole Wealth Management

Other firms of the same type (insurance broker), nearest first.

In Radlett

Medisurance LtdRadlettAppointed representativeBattlers Green Pet Centre LimitedRadlettAppointed representativeBenefits U LimitedRadlettAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Poole Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 7 events in its history

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Frequently asked questions about this firm

Is Poole Wealth Management Ltd FCA authorised?
Poole Wealth Management Ltd (FRN 1011179) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Poole Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Poole Wealth Management Ltd (FRN 1011179) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Poole Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Poole Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Poole Wealth Management’s phone number?
The FCA register lists the phone number 07710 757503 for Poole Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Poole Wealth Management a scam or clone?
Poole Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Poole Wealth Management?
Protection works through Quilter Financial Services Limited, the principal firm responsible for Poole Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Poole Wealth Management?
Companies House lists one person with significant control of Poole Wealth Management: Mr Neil John Finlayson Poole (75–100% of shares).
Who runs Poole Wealth Management?
Companies House lists one director of Poole Wealth Management: Neil John Finlayson Poole.
How long has Poole Wealth Management been in business?
The company was formed on 19 October 2023.
What do Poole Wealth Management’s latest accounts show?
Its latest accounts, to 31 October 2025, show total equity of £13.5k (+111% from £6,405).
Does Poole Wealth Management use any other names?
It trades as Poole Wealth and PWM.

Sources and links

The full report on Poole Wealth Management Ltd

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