Prism Financial Products LP

Reference number: 782608

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Prism Financial Products LLP Reference number: 607481 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Prism Financial Products LP (FRN 782608) is an AR of Prism Financial Products LLP (FRN 607481). When you use Prism Financial Products LP's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Prism Financial Products LP, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 7073 9473

  • Address

    The Grove, Third Floor, 248A Marylebone Road, London, NW1 6JZ, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 7073 9473 is, and the other firm that gives it
  • Who else gives the postcode NW1 6JZ
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Prism Financial Products LP (UK Branch) Trading name
  • Prism Financial Products LLC Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Prism Financial Products LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Prism Financial Products LP’s history from the FCA register and Companies House, newest first.

2022

23 August 2022

  • Began trading as "Prism Financial Products LP (UK Branch)"

FCA register

2018

10 April 2018

  • Changed its registered name from "Prism Financial Products LLC"

FCA register

2017

26 June 2017

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Prism Financial Products LP

Other FCA-listed firms that share a director, phone number or address with Prism Financial Products LP. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its phone number
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1), the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Get the full report on Prism Financial Products LP

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 3 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Prism Financial Products LP FCA authorised?
Prism Financial Products LP (FRN 782608) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Prism Financial Products LP?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Prism Financial Products LP (FRN 782608) is an AR of Prism Financial Products LLP (FRN 607481). When you use Prism Financial Products LP's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Prism Financial Products LP, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Prism Financial Products LP’s phone number?
The FCA register lists the phone number 020 7073 9473 for Prism Financial Products LP. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Prism Financial Products LP a scam or clone?
Prism Financial Products LP is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Prism Financial Products LP?
Protection works through Prism Financial Products LLP, the principal firm responsible for Prism Financial Products LP's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Prism Financial Products LP use any other names?
It trades as Prism Financial Products LP (UK Branch). It has previously used the name Prism Financial Products LLC.

Sources and links

The full report on Prism Financial Products LP

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