Prism Wealth Management Ltd
Reference number: 1042389
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 1 year
- Protected through the principal
- No FCA actions
- Active company since 2018
- Accounts filed up to 31 March 2026
- Its whole board of directors changed in July 2024
Responsible principal firm
Best Practice IFA Group Limited Reference number: 223112 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Prism Wealth Management Ltd (FRN 1042389) is an AR of Best Practice IFA Group Limited (FRN 223112). When you use Prism Wealth Management's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Prism Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
The Chestnuts, Lower Road, Little Hallingbury, Bishop's Stortford, Essex, CM22 7RA, United Kingdom
In the full report: 3 background checks
- When prismwealth.co.uk first appeared online, and whether it can receive email
- What kind of line 07814 414981 is
- Who else gives the postcode CM22 7RA
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Best Practice IFA Group Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 11577926 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 19 September 2018 (8 years old)
- Registered office
- Grenville House, 4 Grenville Avenue, Broxbourne, Hertfordshire, EN10 7DH, United Kingdom
- Nature of business
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- Financial management (SIC 70221)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Alun Roy Davies (Dr) | Director | May 1977 | 1 Jul 2024 | None |
| Maxine Davies | Director | May 1972 | 3 Feb 2025 | None |
In the full report: every company its directors have run
- Confirmation that these 2 directors run no other company
- All 3 people who have been directors, with their dates
Filed accounts and finances
Employees (average)
0
Same as 0
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 11577926. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Prism Wealth Management’s history from the FCA register and Companies House, newest first.
2025
9 October 2025
- Became an appointed representative
FCA register
3 February 2025
- Maxine Davies became a part-owner (25–50% of shares)
Companies House
2024
1 July 2024
- Board replaced: its only director left and a new director took over
- Alun Roy Davies became the majority owner (50–75% of shares)
- Zoe Kathleen Padbury gave up control
Companies House
2018
19 September 2018
- Incorporated at Companies House
- Zoe Kathleen Padbury took control (75–100% of shares)
Companies House
In the full report: all 11 events
- All 11 events in its history (7 shown here)
- Every director appointment and resignation: 4
Firms like Prism Wealth Management
Other firms of the same type (financial adviser), nearest first.
In Bishop's Stortford
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Prism Wealth Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 3 background checks on its contact details
- All 11 events in its history
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Frequently asked questions about this firm
Is Prism Wealth Management Ltd FCA authorised?
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Who owns Prism Wealth Management?
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How long has Prism Wealth Management been in business?
What do Prism Wealth Management’s latest accounts show?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk