Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for under a year
- Protected through the principal
- No FCA actions
- Active company since 2022
- Accounts filed up to 31 October 2025
- One of its directors is also a director of a firm that is no longer authorised
Responsible principal firm
Soderberg & Partners Financial Planning Limited Reference number: 671601 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Prospera Wealth Limited (FRN 1060311) is an AR of Soderberg & Partners Financial Planning Limited (FRN 671601). When you use Prospera Wealth's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Prospera Wealth, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
St James House, Unit 5 & 6 Meadow Court, Amos Road, Sheffield, S9 1BX, United Kingdom
In the full report: 2 background checks
- What kind of line 0114 478 6010 is
- Who else gives the postcode S9 1BX
Other names (1)
If you were contacted under any of these names, it is this firm.
- Prospera Wealth Management Trading name: A name it trades under now.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Soderberg & Partners Financial Planning Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 14443007 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 25 October 2022 (4 years old)
- Registered office
- Bubnell Hall Bubnell Lane, Baslow, Bakewell, DE45 1RL, England
- Nature of business
-
- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Adam Roy Ellis | Director | Sep 1977 | 25 Oct 2022 | None |
| Francesca Ellis | Director | May 1984 | 25 Oct 2022 | None |
| Duncan Louis James Mckillop | Director | Oct 1966 | 10 Jul 2026 | 27 other companies |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 27
- closed down
- 2
- are FCA-registered
- 15
In the full report: all 27 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 15 on the FCA register, including 3 no longer authorised
Filed accounts and finances
Total equity
£200
Same as £200
Cash at bank
£200
Same as £200
Employees (average)
0
Same as 0
Total equity
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 14443007. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Prospera Wealth’s history from the FCA register and Companies House, newest first.
2026
29 July 2026
- Became an appointed representative
FCA register
2022
25 October 2022
- Incorporated at Companies House
- Adam Roy Ellis became a part-owner (25–50% of shares)
- Francesca Ellis became a part-owner (25–50% of shares)
Companies House
In the full report: all 8 events
- All 8 events in its history (4 shown here)
- Every director appointment and resignation: 3
Firms connected to Prospera Wealth
Other FCA-listed firms that share a director, phone number or address with Prospera Wealth. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 10
- no longer authorised
- 2
- share a director
- 10
In the full report: all 10 connected firms, named
- How each is linked: shared directors (10)
- Who links each one: the named directors, with dates
Firms like Prospera Wealth
Other firms of the same type (financial adviser), nearest first.
In Sheffield
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Prospera Wealth
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 27 other companies its directors have run, named
- 2 background checks on its contact details
- All 8 events in its history
- 10 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk