Pzena Investment Management, Ltd
Reference number: 708246
Instant download
Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Vittoria and Partners LLP Reference number: 709710 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Pzena Investment Management, Ltd (FRN 708246) is an AR of Vittoria and Partners LLP (FRN 709710). When you use Pzena Investment Management,'s services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Pzena Investment Management,, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
Website
-
Phone number
-
Address
34-37, Liverpool Street, London, EC2M 7PP, United Kingdom
In the full report: 3 background checks
- When pzena.com first appeared online, and whether it can receive email
- What kind of line 020 3959 2371 is
- Who else gives the postcode EC2M 7PP
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Vittoria and Partners LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 09380422 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 January 2015 (11 years old)
- Registered office
- 34-37 Liverpool Street, London, EC2M 7PP, United Kingdom
- Nature of business
-
- Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Philip Ralph Hoffman | Director | May 1963 | 21 Jul 2015 | None |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
- All 3 people who have been directors, with their dates
Key dates in its history
Pzena Investment Management,’s history from the FCA register and Companies House, newest first.
2016
6 April 2016
- Richard Stanton Pzena became a part-owner (25–50% of shares)
Companies House
2015
26 June 2015
- Became an appointed representative
FCA register
8 January 2015
- Incorporated at Companies House
Companies House
In the full report: all 8 events
- All 8 events in its history (3 shown here)
- Every director appointment and resignation: 5
Firms connected to Pzena Investment Management,
Other FCA-listed firms that share a director, phone number or address with Pzena Investment Management,. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 5
- share its postcode
- 5
In the full report: all 5 connected firms, named
- How each is linked: the same postcode (5)
- Who links each one: the named directors, with dates
Firms like Pzena Investment Management,
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Pzena Investment Management,
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 3 background checks on its contact details
- All 8 events in its history
- 5 connected firms, named, and who links them
Instant PDF One-off payment Secure checkout by Stripe
Frequently asked questions about this firm
Is Pzena Investment Management, Ltd FCA authorised?
What does appointed representative mean for Pzena Investment Management,?
What is Pzena Investment Management,’s phone number and website?
Is Pzena Investment Management, a scam or clone?
Is my money safe with Pzena Investment Management,?
Who owns Pzena Investment Management,?
Who runs Pzena Investment Management,?
How long has Pzena Investment Management, been in business?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk