Authorised by the FCA
R.R. Shah & Co is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
No website on the FCA register
-
Phone number
-
Address
78 Wembley Park Drive, Wembley, Middlesex, HA9 8HB, United Kingdom
In the full report: 2 background checks
- What kind of line 020 8903 9627 is
- Who else gives the postcode HA9 8HB
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Advise on or arrange mortgages FSCS may applyMortgage advice and arranging may be FSCS-covered, up to the limit that applies.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (13 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Advising on regulated mortgage contracts
- Arranging (bringing about) deals in investments
- Arranging (bringing about) regulated mortgage contracts
- Arranging safeguarding and administration of assets
- Causing dematerialised instructions to be sent
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to regulated mortgage contracts
- Making arrangements with a view to transactions in investments
- Safeguarding and administration of assets (without arranging)
- Sending dematerialised instructions
Limits on what they may do
-
No actions to stabilise market price
The firm must not act in any way to stabilise the market price of any investment.
-
DERIVATIVES using permitted third party only
The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
-
Only rights to/interests in permitted investments
The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
-
No speculative foreign exchange dealings.
The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
-
No pension transfer or opt out
The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
-
May hold/control client money if rebated commission
The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
-
Regulated activities incidental only.
The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
R.R. Shah & Co’s history from the FCA register and Companies House, newest first.
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2002
22 March 2002
- FCA imposed a requirement (DERIVATIVES using permitted third party only)
- FCA imposed a requirement (May hold/control client money if rebated commission)
- FCA imposed a requirement (No actions to stabilise market price)
- FCA imposed a requirement (No pension transfer or opt out)
- FCA imposed a requirement (No speculative foreign exchange dealings.)
- FCA imposed a requirement (Only rights to/interests in permitted investments)
- FCA imposed a requirement (Regulated activities incidental only.)
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Supervised by The Institute of Chartered Accountants in England and Wales from this date
- Became authorised by the FCA
FCA register
In the full report: all 15 events
- All 15 events in its history (11 shown here)
Firms connected to R.R. Shah & Co
Other FCA-listed firms that share a director, phone number or address with R.R. Shah & Co. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like R.R. Shah & Co
Other firms of the same type (investment platform or stockbroker), nearest first.
In the Harrow (HA) postcode area
Elsewhere in the UK
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on R.R. Shah & Co
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- All 15 events in its history
- 1 connected firm, named, and who links them
Instant PDF One-off payment Secure checkout by Stripe
Frequently asked questions about this firm
Is R.R. Shah & Co FCA authorised?
What is R.R. Shah & Co’s phone number?
Is R.R. Shah & Co a scam or clone?
Is my money safe with R.R. Shah & Co?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk