Ralph M Mitchell Financial Planning Ltd

Reference number: 215902

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Ralph M Mitchell Financial Planning Ltd (FRN 215902) is an AR of Openwork Limited (FRN 408285). When you use Ralph M Mitchell Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Ralph M Mitchell Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    0141 338 6717

  • Address

    1-2-38 Edgehill Road, Glasgow, Lanarkshire, G11 7JD, United Kingdom

In the full report: 2 background checks

  • What kind of line 0141 338 6717 is
  • Who else gives the postcode G11 7JD
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Other names (4)

If you were contacted under any of these names, it is this firm.

  • Ralph Macdonald Mitchell Former name: A name it was registered under before.
  • Ralph Mitchell Former name: A name it was registered under before.
  • Mr Ralph Macdonald Mitchell Former trading name: A name it used to trade under.
  • Ralph M Mitchell Former trading name: A name it used to trade under.

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Openwork Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
25 January 2018 (8 years old)
Registered office
1/2 38 Edgehill Road, Broomhill, Glasgow, G11 7JD, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Ralph Macdonald Mitchell Director Mar 1963 25 Jan 2018 1 other company
Susan Brisbane Director Jan 1970 19 Dec 2018 None

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
still active
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
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Filed accounts and finances

Year to 31 March 2026Small company accountsNot audited

Net assets

£24.2k

−2.9% from £25.0k

Cash at bank

£44.6k

−26% from £60.0k

Employees (average)

2

Same as 2

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2020 to 2026
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company SC586727. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Ralph M Mitchell Financial Planning’s history from the FCA register and Companies House, newest first.

2018

12 February 2018

  • Changed its registered name from "Ralph Macdonald Mitchell"

FCA register

25 January 2018

  • Incorporated at Companies House
  • Ralph Macdonald Mitchell took control (75–100% of shares)

Companies House

2013

15 April 2013

  • Changed its registered name from "Ralph Mitchell"

FCA register

2002

15 July 2002

  • Became an appointed representative

FCA register

In the full report: all 11 events

  • All 11 events in its history (5 shown here)
  • Every director appointment and resignation: 2
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Firms like Ralph M Mitchell Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Glasgow

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Ralph M Mitchell Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 11 events in its history

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Frequently asked questions about this firm

Is Ralph M Mitchell Financial Planning Ltd FCA authorised?
Ralph M Mitchell Financial Planning Ltd (FRN 215902) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Ralph M Mitchell Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Ralph M Mitchell Financial Planning Ltd (FRN 215902) is an AR of Openwork Limited (FRN 408285). When you use Ralph M Mitchell Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Ralph M Mitchell Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Ralph M Mitchell Financial Planning’s phone number?
The FCA register lists the phone number 0141 338 6717 for Ralph M Mitchell Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Ralph M Mitchell Financial Planning a scam or clone?
Ralph M Mitchell Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Ralph M Mitchell Financial Planning?
Protection works through Openwork Limited, the principal firm responsible for Ralph M Mitchell Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Ralph M Mitchell Financial Planning?
Companies House lists one person with significant control of Ralph M Mitchell Financial Planning: Ralph Macdonald Mitchell (75–100% of shares).
Who runs Ralph M Mitchell Financial Planning?
Companies House lists 2 directors of Ralph M Mitchell Financial Planning: Ralph Macdonald Mitchell and Susan Brisbane.
How long has Ralph M Mitchell Financial Planning been in business?
The company was formed on 25 January 2018.
What do Ralph M Mitchell Financial Planning’s latest accounts show?
Its latest accounts, to 31 March 2026, show net assets of £24.2k (−2.9% from £25.0k) and cash at bank of £44.6k (−26% from £60.0k).
Does Ralph M Mitchell Financial Planning use any other names?
It has previously used 4 other names, including Ralph Macdonald Mitchell, Ralph Mitchell and Mr Ralph Macdonald Mitchell.

Sources and links

The full report on Ralph M Mitchell Financial Planning Ltd

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