Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
30 Gresham Street, London, EC2V 7QN, United Kingdom
In the full report: 3 background checks
- When rathbones.com first appeared online, and whether it can receive email
- What kind of line 020 7399 0000 is, and the other firm that gives it
- Who else gives the postcode EC2V 7QN
Other names (16)
If you were contacted under any of these names, it is this firm.
- Greenbank Trading name: A name it trades under now.
- Greenbank Investment Management Trading name: A name it trades under now.
- Greenbank Investments Trading name: A name it trades under now.
- Rathbone Greenbank Investments Trading name: A name it trades under now.
- Rathbone Investment Management (Advice) Trading name: A name it trades under now.
- Rathbone Investment Management (Financial Planning) Trading name: A name it trades under now.
- Rathbones Trading name: A name it trades under now.
- Rathbones Advice Trading name: A name it trades under now.
- Rathbones Financial Planning Trading name: A name it trades under now.
- Rathbone Bros & Co Limited Former name: A name it was registered under before.
- Rathbone Investment Management Limited Former name: A name it was registered under before.
- Cavanagh Asset Management Former trading name: A name it used to trade under.
- Rathbone Bros & Co Former trading name: A name it used to trade under.
- Rathbone Investment Management Former trading name: A name it used to trade under.
- Rathbones Scotland Former trading name: A name it used to trade under.
- Rathbone Unitised Portfolio Service Former trading name: A name it used to trade under.
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (3)
- 2071939603
- 0333 303 4768
- 07451 227605
Fake email addresses (3)
- help@rathbonetc.net
- info@rathbonebrothers.com
- malekak.manager@rathbonetc.net
Fake websites (1)
- rathbonebrothers.com
The 2 FCA warnings these came from
- Rathbone Trust Capital 29 June 2020
- Rathbone Brothers 19 September 2017
Scammers change these details often. Always check the live FCA warning.
FCA permissions and consumer protection
- Hold or safeguard your money FSCS may applyEligible deposits are typically protected by the FSCS up to £120,000 per person, per banking group.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Advise on or arrange mortgages FSCS may applyMortgage advice and arranging may be FSCS-covered, up to the limit that applies.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (23 permissions)
- Accepting Deposits
- Administering a regulated mortgage contract
- Advising on a regulated credit agreement the purpose of which is to acquire land
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Advising on Pension Transfers and Pension Opt Outs
- Advising on regulated mortgage contracts
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Causing dematerialised instructions to be sent
- Credit Broking
- Dealing in investments as agent
- Dealing in investments as principal
- Debt-counselling
- Entering into a regulated mortgage contract as lender
- Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Establishing/operating/winding up a personal pension scheme
- Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Making arrangements with a view to transactions in investments
- Managing investments
- Providing basic advice on stakeholder products
- Safeguarding and administration of assets (without arranging)
- Sending dematerialised instructions
Limits on what they may do
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Voluntary requirement
In accordance with Section 55(L)(a) FSMA the firm has voluntarily agreed to pause the onboarding of new clients that require Enhanced Due Diligence (“EDD clients”) and to the acceptance of inflows into general investment accounts from some existing EDD clients.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
The clone warnings above are scammers using this firm's name, not something the firm has done.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 01448919 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 September 1979 (47 years old)
- Registered office
- Port Of Liverpool Building, Pier Head, Liverpool, L3 1NW
- Nature of business
-
- Fund management activities (SIC 66300)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Sarah Felicity Gentlemen | Director | Feb 1970 | 21 Jan 2015 | None |
| Terri Lynn Duhon | Director | May 1972 | 2 Jul 2018 | 9 other companies |
| Clive Christopher Roger Bannister | Director | Oct 1958 | 6 Apr 2021 | 7 other companies |
| Dharmash Pravin Mistry | Director | Aug 1970 | 5 Oct 2021 | 24 other companies |
| Iain Alexander Cummings | Director | Oct 1961 | 5 Oct 2021 | None |
| Iain William Hooley | Director | Aug 1972 | 22 Jan 2024 | 52 other companies |
| Jonathan Edward Hugh Sorrell | Director | Aug 1977 | 18 Aug 2025 | 3 other companies |
| Kathryn Elizabeth Purves | Director | Aug 1973 | 1 Jul 2026 | 29 other companies |
| Michelle Sylvia Scrimgeour | Director | May 1963 | 1 Oct 2026 | 18 other companies |
| Angela Charlotte Seymour-Jackson | Director | Sep 1966 | 16 Oct 2026 | 36 other companies |
| Ali Johnson | Secretary | Not published | 1 May 2016 | – |
Other companies run by these 10 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 168
- closed down
- 59
- went insolvent
- 7
In the full report: all 168 companies, named
- What each company does, and whether it is still trading
- Which of these 10 directors sit on each board, and since when
- The 7 that went into liquidation or administration
- The 36 on the FCA register
- The 2 companies these 10 directors run together
- All 78 people who have ever been directors, with their dates
Key dates in its history
Rathbones Investment Management’s history from the FCA register and Companies House, newest first.
2026
16 June 2026
- FCA imposed a requirement (Voluntary requirement)
FCA register
2022
8 December 2022
- Changed its registered name from "Rathbone Investment Management Limited"
FCA register
2017
19 September 2017
- FCA warned the public about a scam impersonating this firm
FCA warning list
2016
6 April 2016
- Rathbones Group PLC took control (75–100% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
- Regulated by the Prudential Regulation Authority from this date
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
1999
12 October 1999
- Changed its registered name from "Rathbone Bros & Co Limited"
FCA register
1996
1 February 1996
- Regulated by the Securities and Futures Authority from this date
FCA register · Companies House
1979
17 September 1979
- Incorporated at Companies House
Companies House
In the full report: all 176 events
- All 176 events in its history (11 shown here)
- Every director appointment and resignation: 140
Firms connected to Rathbones Investment Management
Other FCA-listed firms that share a director, phone number or address with Rathbones Investment Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 4
- share a director
- 3
- share its phone number
- 1
In the full report: all 4 connected firms, named
- How each is linked: shared directors (3), the same phone number (1), the same postcode (1)
- Who links each one: the named directors, with dates
- 9 past links through former directors
Firms like Rathbones Investment Management
Other firms of the same type (bank or building society), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Rathbones Investment Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 168 other companies its directors have run, named
- 3 background checks on its contact details
- All 176 events in its history
- 4 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- FCA warning: Rathbone Trust Capital fca.org.uk
- FCA warning: Rathbone Brothers fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk