Rathbones Investment Management Limited

Reference number: 116316

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Scammers have impersonated this firm. The FCA has published 2 warnings naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When rathbones.com first appeared online, and whether it can receive email
  • What kind of line 020 7399 0000 is, and the other firm that gives it
  • Who else gives the postcode EC2V 7QN
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Other names (16)

If you were contacted under any of these names, it is this firm.

  • Greenbank Trading name: A name it trades under now.
  • Greenbank Investment Management Trading name: A name it trades under now.
  • Greenbank Investments Trading name: A name it trades under now.
  • Rathbone Greenbank Investments Trading name: A name it trades under now.
  • Rathbone Investment Management (Advice) Trading name: A name it trades under now.
  • Rathbone Investment Management (Financial Planning) Trading name: A name it trades under now.
  • Rathbones Trading name: A name it trades under now.
  • Rathbones Advice Trading name: A name it trades under now.
  • Rathbones Financial Planning Trading name: A name it trades under now.
  • Rathbone Bros & Co Limited Former name: A name it was registered under before.
  • Rathbone Investment Management Limited Former name: A name it was registered under before.
  • Cavanagh Asset Management Former trading name: A name it used to trade under.
  • Rathbone Bros & Co Former trading name: A name it used to trade under.
  • Rathbone Investment Management Former trading name: A name it used to trade under.
  • Rathbones Scotland Former trading name: A name it used to trade under.
  • Rathbone Unitised Portfolio Service Former trading name: A name it used to trade under.

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (3)
  • 2071939603
  • 0333 303 4768
  • 07451 227605
Fake email addresses (3)
  • help@rathbonetc.net
  • info@rathbonebrothers.com
  • malekak.manager@rathbonetc.net
Fake websites (1)
  • rathbonebrothers.com
The 2 FCA warnings these came from

Scammers change these details often. Always check the live FCA warning.

FCA permissions and consumer protection

  • Hold or safeguard your money FSCS may apply
    Eligible deposits are typically protected by the FSCS up to £120,000 per person, per banking group.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (23 permissions)
  • Accepting Deposits
  • Administering a regulated mortgage contract
  • Advising on a regulated credit agreement the purpose of which is to acquire land
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Credit Broking
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Debt-counselling
  • Entering into a regulated mortgage contract as lender
  • Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
  • Establishing/operating/winding up a personal pension scheme
  • Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Providing basic advice on stakeholder products
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Limits on what they may do

  • Voluntary requirement
    In accordance with Section 55(L)(a) FSMA the firm has voluntarily agreed to pause the onboarding of new clients that require Enhanced Due Diligence (“EDD clients”) and to the acceptance of inflows into general investment accounts from some existing EDD clients.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

The clone warnings above are scammers using this firm's name, not something the firm has done.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
17 September 1979 (47 years old)
Registered office
Port Of Liverpool Building, Pier Head, Liverpool, L3 1NW
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Sarah Felicity Gentlemen Director Feb 1970 21 Jan 2015 None
Terri Lynn Duhon Director May 1972 2 Jul 2018 9 other companies
Clive Christopher Roger Bannister Director Oct 1958 6 Apr 2021 7 other companies
Dharmash Pravin Mistry Director Aug 1970 5 Oct 2021 24 other companies
Iain Alexander Cummings Director Oct 1961 5 Oct 2021 None
Iain William Hooley Director Aug 1972 22 Jan 2024 52 other companies
Jonathan Edward Hugh Sorrell Director Aug 1977 18 Aug 2025 3 other companies
Kathryn Elizabeth Purves Director Aug 1973 1 Jul 2026 29 other companies
Michelle Sylvia Scrimgeour Director May 1963 1 Oct 2026 18 other companies
Angela Charlotte Seymour-Jackson Director Sep 1966 16 Oct 2026 36 other companies
Ali Johnson Secretary Not published 1 May 2016 –

Other companies run by these 10 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
168
closed down
59
went insolvent
7

In the full report: all 168 companies, named

  • What each company does, and whether it is still trading
  • Which of these 10 directors sit on each board, and since when
  • The 7 that went into liquidation or administration
  • The 36 on the FCA register
  • The 2 companies these 10 directors run together
  • All 78 people who have ever been directors, with their dates
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Key dates in its history

Rathbones Investment Management’s history from the FCA register and Companies House, newest first.

2026

16 June 2026

  • FCA imposed a requirement (Voluntary requirement)

FCA register

2022

8 December 2022

  • Changed its registered name from "Rathbone Investment Management Limited"

FCA register

2017

19 September 2017

  • FCA warned the public about a scam impersonating this firm

FCA warning list

2016

6 April 2016

  • Rathbones Group PLC took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date
  • Regulated by the Prudential Regulation Authority from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1999

12 October 1999

  • Changed its registered name from "Rathbone Bros & Co Limited"

FCA register

1996

1 February 1996

  • Regulated by the Securities and Futures Authority from this date

FCA register · Companies House

1979

17 September 1979

  • Incorporated at Companies House

Companies House

In the full report: all 176 events

  • All 176 events in its history (11 shown here)
  • Every director appointment and resignation: 140
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Firms connected to Rathbones Investment Management

Other FCA-listed firms that share a director, phone number or address with Rathbones Investment Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
3
share its phone number
1

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (3), the same phone number (1), the same postcode (1)
  • Who links each one: the named directors, with dates
  • 9 past links through former directors
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Firms like Rathbones Investment Management

Other firms of the same type (bank or building society), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rathbones Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 168 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 176 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Rathbones Investment Management Limited FCA authorised?
Yes, Rathbones Investment Management Limited (FRN 116316) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a bank or building society. The FCA has placed a limit on what it may do.
What is Rathbones Investment Management’s phone number and website?
The FCA register lists the phone number 020 7399 0000 and the website rathbones.com for Rathbones Investment Management. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Rathbones Investment Management a scam or clone?
Scammers have impersonated Rathbones Investment Management: the FCA has published 2 warnings about fake versions of it, using contact details that are not the firm's. Only trust the details the FCA register gives for Rathbones Investment Management, shown on this page.
Is my money safe with Rathbones Investment Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Rathbones Investment Management to the Financial Ombudsman Service, free of charge.
Who owns Rathbones Investment Management?
Rathbones Investment Management is owned by Rathbones Group PLC, which holds 75–100% of shares and 75–100% of votes, since 6 April 2016.
Who runs Rathbones Investment Management?
Companies House lists 10 directors of Rathbones Investment Management: Sarah Felicity Gentlemen, Terri Lynn Duhon, Clive Christopher Roger Bannister, Dharmash Pravin Mistry, Iain Alexander Cummings, Iain William Hooley and 4 more.
How long has Rathbones Investment Management been in business?
The company was formed on 17 September 1979, and has held its current FCA authorisation since December 2001.
Does Rathbones Investment Management use any other names?
It trades as Greenbank, Greenbank Investment Management, Greenbank Investments, Rathbone Greenbank Investments and Rathbone Investment Management (Advice), and 4 more names. It has previously used 7 other names, including Rathbone Bros & Co Limited, Rathbone Investment Management Limited and Cavanagh Asset Management.

Sources and links

The full report on Rathbones Investment Management Limited

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