Rhodes Brook Financial Group Ltd

Reference number: 1050835

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Rhodes Brook Financial Group Ltd (FRN 1050835) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Rhodes Brook Financial Group's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Rhodes Brook Financial Group, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When rhodesbrook.co.uk first appeared online, and whether it can receive email
  • What kind of line 0151 428 5174 is
  • Who else gives the postcode L25 7RA
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Rhodes Brook Financial Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16945680
Company status
Active
Company type
Private limited company
Incorporated
6 January 2026 (less than a year old)
Registered office
Lake House 27 Allerton Road, Woolton, Liverpool, L25 7RA, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Luke Neil Moorcroft Director Jan 1994 6 Jan 2026 1 other company
Denise Brook Director May 1969 26 Mar 2026 1 other company
Simon Rhodes Brook Director Feb 1969 26 Mar 2026 1 other company

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
closed down
1
run together
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 3 directors run together
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Key dates in its history

Rhodes Brook Financial Group’s history from the FCA register and Companies House, newest first.

Key events (3) All events (7)

2026

7 February 2026

  • Became an appointed representative

FCA register

6 January 2026

  • Incorporated at Companies House
  • Luke Neil Moorcroft took control (75–100% of shares)

Companies House

In the full report: all 7 events

  • All 7 events in its history (3 shown here)
  • Every director appointment and resignation: 3
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Firms connected to Rhodes Brook Financial Group

Other FCA-listed firms that share a director, phone number or address with Rhodes Brook Financial Group. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Rhodes Brook Financial Group

Other firms of the same type (financial adviser), nearest first.

In Liverpool

Advocate Financial Planning LtdLiverpoolAppointed representativeAidan BurkeLiverpoolAppointed representativeAnthony LanganLiverpoolAppointed representativeBibby & Co Financial Planning LtdLiverpoolAppointed representativeBradley J Lewis Financial Solutions LtdLiverpoolAppointed representativeCarl Williams Wealth Management LtdLiverpoolAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rhodes Brook Financial Group

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 7 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Rhodes Brook Financial Group Ltd FCA authorised?
Rhodes Brook Financial Group Ltd (FRN 1050835) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Rhodes Brook Financial Group?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rhodes Brook Financial Group Ltd (FRN 1050835) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Rhodes Brook Financial Group's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rhodes Brook Financial Group, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rhodes Brook Financial Group’s phone number and website?
The FCA register lists the phone number 0151 428 5174 and the website rhodesbrook.co.uk for Rhodes Brook Financial Group. If you were given different contact details, use these to check with the firm before going any further.
Is Rhodes Brook Financial Group a scam or clone?
Rhodes Brook Financial Group is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rhodes Brook Financial Group?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Rhodes Brook Financial Group's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Rhodes Brook Financial Group?
Companies House lists one person with significant control of Rhodes Brook Financial Group: Mr Luke Neil Moorcroft (75–100% of shares).
Who runs Rhodes Brook Financial Group?
Companies House lists 3 directors of Rhodes Brook Financial Group: Luke Neil Moorcroft, Denise Brook and Simon Rhodes Brook.
How long has Rhodes Brook Financial Group been in business?
The company was formed on 6 January 2026.
Does Rhodes Brook Financial Group use any other names?
It trades as Rhodes Brook Financial.

Sources and links

The full report on Rhodes Brook Financial Group Ltd

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