Rishi Khanal

Reference number: 943110

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Appointed representative

Rishi Khanal does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Rosemount Financial Solutions (IFA) Limited Reference number: 535515 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Rishi Khanal (FRN 943110) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Rishi Khanal's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Rishi Khanal, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07867 413004

  • Address

    9 Bannister Close, Slough, Buckinghamshire, SL3 7DP, United Kingdom

In the full report: 2 background checks

  • What kind of line 07867 413004 is
  • Who else gives the postcode SL3 7DP
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Mortgage Matters (Hayes) Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Rishi Khanal’s history from the FCA register and Companies House, newest first.

2024

8 November 2024

  • Changed its registered name from "Mortgage Matters (Hayes)"
  • Began trading as "Mortgage Matters (Hayes)"

FCA register

2021

18 January 2021

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Rishi Khanal

Other firms of the same type (financial adviser), nearest first.

In Slough

Aligned Advice LtdSloughAppointed representativeASM Wealth Management LtdSloughAppointed representativeBarrett & Thomson Financial Services LimitedSloughAppointed representativeJustice Wealth Management LtdSloughAppointed representativeLeonard Wealth Solutions LtdSloughAppointed representativeScott MackeySloughAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rishi Khanal

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 3 events in its history

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Frequently asked questions about this firm

Is Rishi Khanal FCA authorised?
Rishi Khanal (FRN 943110) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Rishi Khanal?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rishi Khanal (FRN 943110) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Rishi Khanal's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rishi Khanal, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rishi Khanal’s phone number?
The FCA register lists the phone number 07867 413004 for Rishi Khanal. If you were given different contact details, use these to check with the firm before going any further.
Is Rishi Khanal a scam or clone?
Rishi Khanal is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rishi Khanal?
Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for Rishi Khanal's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Rishi Khanal use any other names?
It trades as Mortgage Matters (Hayes).

Sources and links

The full report on Rishi Khanal

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