RM Capital Markets Limited

Reference number: 562209

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When rm-funds.co.uk first appeared online, and whether it can receive email
  • What kind of line 0131 603 7069 is
  • Who else gives the postcode EH2 3AH
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • RM Capital Trading name
  • RM Funds Trading name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • Appointed Representatives
    The Firm must not at any time accept responsibility for the activities of more than ten appointed representatives for the purposes of section 39 of the Act.
  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
SC380707
Company status
Active
Company type
Private limited company
Incorporated
21 June 2010 (16 years old)
Registered office
4th Floor, 7 Castle Street, Edinburgh, Castle Street, Edinburgh, EH2 3AH, Scotland
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Henry Chaplin Director Apr 1963 11 Aug 2010 None
James William Robson Director Oct 1973 11 Aug 2010 20 other companies
James Robert Satterthwaite Director Mar 1985 7 Jun 2011 5 other companies
Pietro Julian Nicholls Director Mar 1984 26 Jun 2018 5 other companies

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
22
closed down
11
went insolvent
1

In the full report: all 22 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The 8 companies these 4 directors run together
  • All 10 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 November 2020Full accountsAudited

Net assets

£1.88m

No earlier figure to compare

Cash at bank

£673k

No earlier figure to compare

Employees (average)

9

No earlier figure to compare

Owed within a year

£450k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company SC380707. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

RM Capital Markets’s history from the FCA register and Companies House, newest first.

Key events (10) All events (27)

2024

25 March 2024

  • FCA imposed a requirement (Appointed Representatives)
  • FCA imposed a requirement (May control but not hold client money)
  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))

FCA register

2019

9 August 2019

  • Amawell Limited stopped being a part-owner

Companies House

2016

6 April 2016

  • Amawell Limited became a part-owner (25–50% of shares)
  • James William Robson gained 25–50% of the votes

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

16 January 2012

  • Became authorised by the FCA

FCA register

2011

15 December 2011

  • Regulated by the Financial Services Authority from this date

FCA register

2010

21 June 2010

  • Incorporated at Companies House

Companies House

In the full report: all 27 events

  • All 27 events in its history (10 shown here)
  • Every director appointment and resignation: 12
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Firms connected to RM Capital Markets

Other FCA-listed firms that share a director, phone number or address with RM Capital Markets. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: the same postcode (4)
  • Who links each one: the named directors, with dates
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Firms like RM Capital Markets

Other firms of the same type (investment or fund manager), nearest first.

In Edinburgh

HBOS Investment Fund Managers LimitedEdinburghAuthorisedAegon Investments LimitedEdinburghAuthorisedScottish Widows Unit Trust Managers LimitedEdinburghAuthorisedabrdn Alternative Funds LimitedEdinburghAuthorisedBaillie Gifford & CoEdinburghAuthorisedBaillie Gifford & Co LimitedEdinburghAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on RM Capital Markets

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 22 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 27 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is RM Capital Markets Limited FCA authorised?
Yes, RM Capital Markets Limited (FRN 562209) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2012 and works as an investment or fund manager. The FCA has placed 2 limits on what it may do.
What is RM Capital Markets’ phone number and website?
The FCA register lists the phone number 0131 603 7069 and the website rm-funds.co.uk for RM Capital Markets. If you were given different contact details, use these to check with the firm before going any further.
Is RM Capital Markets a scam or clone?
RM Capital Markets is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with RM Capital Markets?
It may control client money but not hold it. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about RM Capital Markets to the Financial Ombudsman Service, free of charge.
Who owns RM Capital Markets?
Companies House lists one person with significant control of RM Capital Markets: Mr James William Robson (25–50% of votes). Before that, it was controlled by Amawell Limited.
Who runs RM Capital Markets?
Companies House lists 4 directors of RM Capital Markets: Henry Chaplin, James William Robson, James Robert Satterthwaite and Pietro Julian Nicholls.
How long has RM Capital Markets been in business?
The company was formed on 21 June 2010, and has held its current FCA authorisation since January 2012.
What do RM Capital Markets’ latest accounts show?
Its latest accounts, to 30 November 2020, show net assets of £1.88m (no earlier figure to compare) and cash at bank of £673k (no earlier figure to compare).
Does RM Capital Markets use any other names?
It trades as RM Capital and RM Funds.

Sources and links

The full report on RM Capital Markets Limited

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