Rock Gems Ltd

Reference number: 968885

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Introducer appointed representative

This firm can only introduce you to its principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

Harvey & Thompson Limited Reference number: 677994 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Rock Gems Ltd (FRN 968885) introduces customers to Harvey & Thompson Limited (FRN 677994). Any regulated advice or arranging is done by the principal, not Rock Gems.
  • Example: if Rock Gems refers you to a financial adviser, the advice should come from the principal firm, not from Rock Gems itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When ashajewellers.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 8599 2813 is
  • Who else gives the postcode IG3 8RQ
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Asha Jewellers Trading name
  • Rock Gems Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Harvey & Thompson Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Rock Gems’s history from the FCA register and Companies House, newest first.

2023

26 May 2023

  • Changed its registered name from "Rock Gems"

FCA register

2022

30 January 2022

  • Became an introducer appointed representative
  • Began trading as "Asha Jewellers"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Rock Gems

Other FCA-listed firms that share a director, phone number or address with Rock Gems. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
no longer authorised
1
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like Rock Gems

Other firms of the same type (credit broker), nearest first.

In Ilford

David Boroda & Mundeep JutlaIlfordAppointed representativeSimplyteeth Ilford LtdIlfordAppointed representativeATN Business Services LimitedIlfordAppointed representativeFirstbase (Future Marketing) Services LimitedIlfordAppointed representativeDentalivingIlfordAuthorisedFinance Hub LtdIlfordAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rock Gems

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 3 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Rock Gems Ltd FCA authorised?
Rock Gems Ltd (FRN 968885) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Rock Gems?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Rock Gems Ltd (FRN 968885) introduces customers to Harvey & Thompson Limited (FRN 677994). Any regulated advice or arranging is done by the principal, not Rock Gems. Example: if Rock Gems refers you to a financial adviser, the advice should come from the principal firm, not from Rock Gems itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rock Gems’ phone number and website?
The FCA register lists the phone number 020 8599 2813 and the website ashajewellers.co.uk for Rock Gems. If you were given different contact details, use these to check with the firm before going any further.
Is Rock Gems a scam or clone?
Rock Gems is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rock Gems?
Protection works through Harvey & Thompson Limited, the principal firm responsible for Rock Gems's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Rock Gems use any other names?
It trades as Asha Jewellers. It has previously used the name Rock Gems.

Sources and links

The full report on Rock Gems Ltd

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