Rogan Phillips Wealth Advisory Limited

Reference number: 1039851

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Rogan Phillips Wealth Advisory Limited (FRN 1039851) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Rogan Phillips Wealth Advisory's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Rogan Phillips Wealth Advisory, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When roganphillips.co.uk first appeared online, and whether it can receive email
  • What kind of line 07834 761477 is
  • Who else gives the postcode KT18 7RL
Instant PDF download

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16609742
Company status
Active
Company type
Private limited company
Incorporated
28 July 2025 (1 year old)
Registered office
11 West Street, Epsom, KT18 7RL, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Danny Phillips Director Jun 1980 28 Jul 2025 1 other company

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
closed down
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
Instant PDF download

Key dates in its history

Rogan Phillips Wealth Advisory’s history from the FCA register and Companies House, newest first.

2025

20 August 2025

  • Became an appointed representative
  • Began trading as "Rogan Phillips Wealth Advisory"

FCA register

28 July 2025

  • Incorporated at Companies House
  • Danny Phillips took control (75–100% of shares)
  • Danny Phillips appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Rogan Phillips Wealth Advisory

Other FCA-listed firms that share a director, phone number or address with Rogan Phillips Wealth Advisory. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
Instant PDF download

Firms like Rogan Phillips Wealth Advisory

Other firms of the same type (financial adviser), nearest first.

In Epsom

Big Picture Wealth Planning LtdEpsomAppointed representativeDominic MontagueEpsomAppointed representativeFSWM LimitedEpsomAppointed representativeJames DuffyEpsomAppointed representativeKG Associates LtdEpsomAppointed representativeMonro Financial Management LtdEpsomAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rogan Phillips Wealth Advisory

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 5 events in its history
  • 1 connected firm, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Rogan Phillips Wealth Advisory Limited FCA authorised?
Rogan Phillips Wealth Advisory Limited (FRN 1039851) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Rogan Phillips Wealth Advisory?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rogan Phillips Wealth Advisory Limited (FRN 1039851) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Rogan Phillips Wealth Advisory's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rogan Phillips Wealth Advisory, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rogan Phillips Wealth Advisory’s phone number and website?
The FCA register lists the phone number 07834 761477 and the website roganphillips.co.uk for Rogan Phillips Wealth Advisory. If you were given different contact details, use these to check with the firm before going any further.
Is Rogan Phillips Wealth Advisory a scam or clone?
Rogan Phillips Wealth Advisory is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rogan Phillips Wealth Advisory?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Rogan Phillips Wealth Advisory's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Rogan Phillips Wealth Advisory?
Companies House lists one person with significant control of Rogan Phillips Wealth Advisory: Mr Danny Phillips (75–100% of shares).
Who runs Rogan Phillips Wealth Advisory?
Companies House lists one director of Rogan Phillips Wealth Advisory: Danny Phillips.
How long has Rogan Phillips Wealth Advisory been in business?
The company was formed on 28 July 2025.

Sources and links

The full report on Rogan Phillips Wealth Advisory Limited

£19.99 · Instant PDF download

Loading secure checkout…