RWB Wealth Management Limited: FCA regulated?

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Appointed for 5 years
Protected through the principal
No FCA actions
Active company since 2021
Accounts filed up to 31 October 2025

Responsible principal firm

David Booler & Company Reference number: 146287 Authorised View firm →

What does this mean?

An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
RWB Wealth Management Limited (FRN 957864) is an AR of David Booler & Company (FRN 146287). When you use RWB Wealth Management's services, the FCA authorisation sits with the principal firm.
Example: if you take financial advice from RWB Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

No website on the FCA register
Phone number

0115 964 8888
Address

Northgate House, North Gate, Nottingham, Nottinghamshire, NG7 7BQ, United Kingdom

In the full report: 2 background checks

What kind of line 0115 964 8888 is
Who else gives the postcode NG7 7BQ

FCA permissions and consumer protection

Protection through the principal firm
Protection works through David Booler & Company, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 13500731 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 8 July 2021 (5 years old)
Registered office: Northgate House, North Gate, Nottingham, NG7 7BQ, England
Nature of business: Fund management activities (SIC 66300)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Christopher James Ball	Director	Mar 1987	8 Jul 2021	12 other companies
Nicholas William Bonnello	Director	Jun 1978	8 Jul 2021	10 other companies
Richard James Borrington	Director	Aug 1977	8 Jul 2021	9 other companies

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 26
closed down: 6
went insolvent: 1

In the full report: all 26 companies, named

What each company does, and whether it is still trading
Which of these 3 directors sit on each board, and since when
The one that went into liquidation or administration
The 7 on the FCA register
The 5 companies these 3 directors run together
All 4 people who have ever been directors, with their dates

Filed accounts and finances

Year to 31 October 2025Micro-entity accountsNot audited

Net assets

£38.2k

−26% from £51.5k

Employees (average)

3

Same as 3

Owed within a year

£8,608

+61% from £5,341

Assets and liabilities

In the full report: all 4 years of accounts

Every year from 2022 to 2025
The chart, over every year
Every filed figure, year by year

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 13500731. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

RWB Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (3) All events (8)

2021

2 September 2021

Became an appointed representative

FCA register

8 July 2021

Incorporated at Companies House
Rwb Ca Limited became a part-owner (25–50% of shares)

Companies House

In the full report: all 8 events

All 8 events in its history (3 shown here)
Every director appointment and resignation: 5

Firms connected to RWB Wealth Management

Other FCA-listed firms that share a director, phone number or address with RWB Wealth Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firms: 7
share a director: 7

In the full report: all 7 connected firms, named

How each is linked: shared directors (7)
Who links each one: the named directors, with dates

Firms like RWB Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Nottingham

Adrian WrightNottinghamAppointed representative Altitude Financial Solutions LtdNottinghamAppointed representative Andrew OrwinNottinghamAppointed representative Anuj DalNottinghamAppointed representative Artemis Financial Planning LimitedNottinghamAppointed representative Ashleyjai Wealth Management LimitedNottinghamAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on RWB Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

26 other companies its directors have run, named
2 background checks on its contact details
4 years of accounts, charted
All 8 events in its history
7 connected firms, named, and who links them

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Frequently asked questions about this firm

Is RWB Wealth Management Limited FCA authorised?

RWB Wealth Management Limited (FRN 957864) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.

What does appointed representative mean for RWB Wealth Management?

An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. RWB Wealth Management Limited (FRN 957864) is an AR of David Booler & Company (FRN 146287). When you use RWB Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from RWB Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

What is RWB Wealth Management’s phone number?

The FCA register lists the phone number 0115 964 8888 for RWB Wealth Management. If you were given different contact details, use these to check with the firm before going any further.

Is RWB Wealth Management a scam or clone?

RWB Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with RWB Wealth Management?

Protection works through David Booler & Company, the principal firm responsible for RWB Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Who owns RWB Wealth Management?

Companies House lists one person with significant control of RWB Wealth Management: Rwb Ca Limited (25–50% of shares).

Who runs RWB Wealth Management?

Companies House lists 3 directors of RWB Wealth Management: Christopher James Ball, Nicholas William Bonnello and Richard James Borrington.

How long has RWB Wealth Management been in business?

The company was formed on 8 July 2021.

What do RWB Wealth Management’s latest accounts show?

Its latest accounts, to 31 October 2025, show net assets of £38.2k (−26% from £51.5k).