Simon Li

Reference number: 841779

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Appointed representative

Simon Li does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Rosemount Financial Solutions (IFA) Limited Reference number: 535515 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Simon Li (FRN 841779) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Simon Li's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Simon Li, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01256 405460

  • Address

    2-4 Chequers Road, Basingstoke, Hampshire, RG21 7PU, United Kingdom

In the full report: 2 background checks

  • What kind of line 01256 405460 is, and the other firm that gives it
  • Who else gives the postcode RG21 7PU
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Rosemount Wealth Management IFA Trading name
  • Rosemount Wealth Management (IFA) Ltd Former name
  • Rosemount Protect Former trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Simon Li’s history from the FCA register and Companies House, newest first.

Key events (3) All events (6)

2025

15 May 2025

  • Changed its registered name from "Rosemount Wealth Management IFA"

FCA register

2021

17 February 2021

  • Changed its registered name from "Rosemount Wealth Management (IFA) Ltd"

FCA register

2019

10 May 2019

  • Became an appointed representative

FCA register

In the full report: all 6 events

  • All 6 events in its history (3 shown here)
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Firms connected to Simon Li

Other FCA-listed firms that share a director, phone number or address with Simon Li. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its phone number
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1), the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Simon Li

Other firms of the same type (financial adviser), nearest first.

In the Reading (RG) postcode area

Alastair Frith Wealth Management (IFA) LimitedReadingAppointed representativeAndrew Edward DellReadingAppointed representativeAndrew Street Wealth Management LtdNewburyAppointed representativeAntony WoodBracknellAppointed representativeApex Financial Services & Wealth Management LtdAppointed representativeApperley Wealth Management LimitedHenley-on-ThamesAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Simon Li

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 6 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Simon Li FCA authorised?
Simon Li (FRN 841779) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Simon Li?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Simon Li (FRN 841779) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Simon Li's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Simon Li, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Simon Li’s phone number?
The FCA register lists the phone number 01256 405460 for Simon Li. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Simon Li a scam or clone?
Simon Li is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Simon Li?
Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for Simon Li's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Simon Li use any other names?
It trades as Rosemount Wealth Management IFA. It has previously used 2 other names: Rosemount Wealth Management (IFA) Ltd and Rosemount Protect.

Sources and links

The full report on Simon Li

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