Simon Peter Arthur Drake Brough

Reference number: 216359

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Openwork Limited Reference number: 408285 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Simon Peter Arthur Drake Brough (FRN 216359) is an AR of Openwork Limited (FRN 408285). When you use Simon Peter Arthur Drake Brough's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Simon Peter Arthur Drake Brough, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01483 725229

  • Address

    202 Lansbury Estate, Lower Guildford Road, Woking, Surrey, GU21 2EP, United Kingdom

In the full report: 2 background checks

  • What kind of line 01483 725229 is
  • Who else gives the postcode GU21 2EP
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Simon Brough Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Openwork Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Simon Peter Arthur Drake Brough’s history from the FCA register and Companies House, newest first.

2007

14 February 2007

  • Changed its registered name from "Simon Brough"
  • Began trading as "Simon Brough"

FCA register

2002

15 July 2002

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Simon Peter Arthur Drake Brough

Other FCA-listed firms that share a director, phone number or address with Simon Peter Arthur Drake Brough. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: the same postcode (4)
  • Who links each one: the named directors, with dates
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Firms like Simon Peter Arthur Drake Brough

Other firms of the same type (financial adviser), nearest first.

In Woking

Aimpoint Wealth Partners LtdWokingAppointed representativeAndrew Stuart RichardsonWokingAppointed representativeCCS Financial Services LimitedWokingAppointed representativeCircle Wealth Partners LimitedWokingAppointed representativeHoe Bridge Wealth LimitedWokingAppointed representativeJeremy Davies Wealth Management LLPWokingAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Simon Peter Arthur Drake Brough

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 3 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Simon Peter Arthur Drake Brough FCA authorised?
Simon Peter Arthur Drake Brough (FRN 216359) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Simon Peter Arthur Drake Brough?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Simon Peter Arthur Drake Brough (FRN 216359) is an AR of Openwork Limited (FRN 408285). When you use Simon Peter Arthur Drake Brough's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Simon Peter Arthur Drake Brough, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Simon Peter Arthur Drake Brough’s phone number?
The FCA register lists the phone number 01483 725229 for Simon Peter Arthur Drake Brough. If you were given different contact details, use these to check with the firm before going any further.
Is Simon Peter Arthur Drake Brough a scam or clone?
Simon Peter Arthur Drake Brough is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Simon Peter Arthur Drake Brough?
Protection works through Openwork Limited, the principal firm responsible for Simon Peter Arthur Drake Brough's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Simon Peter Arthur Drake Brough use any other names?
It trades as Simon Brough.

Sources and links

The full report on Simon Peter Arthur Drake Brough

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