Six Oaks Financial Services LLP

Reference number: 1005465

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

TMG Direct Limited Reference number: 786245 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Six Oaks Financial Services LLP (FRN 1005465) is an AR of TMG Direct Limited (FRN 786245). When you use Six Oaks Financial Services's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Six Oaks Financial Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07877 241200

  • Address

    Six Oaks, Grove, Retford, Nottinghamshire, DN22 0RJ, United Kingdom

In the full report: 2 background checks

  • What kind of line 07877 241200 is
  • Who else gives the postcode DN22 0RJ
Instant PDF download

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through TMG Direct Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC449453
Company status
Active
Company type
Limited liability partnership
Incorporated
10 October 2023 (3 years old)
Registered office
Six Oaks, Grove, Retford, DN22 0RJ, England

Directors and company secretaries

Name Role Born Appointed Other companies
Graeme Simmonite LLP designated member Aug 1967 10 Oct 2023 None
Mark Edward Waterfield LLP designated member Apr 1961 10 Oct 2023 15 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
15
closed down
5
still active
10

In the full report: all 15 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
Instant PDF download

Key dates in its history

Six Oaks Financial Services’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2023

24 November 2023

  • Became an appointed representative

FCA register

10 October 2023

  • Incorporated at Companies House
  • Graeme Simmonite became a part-owner (25–50% of shares)
  • Mark Edward Waterfield became a part-owner (25–50% of shares)

Companies House

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
  • Every director appointment and resignation: 2
Instant PDF download

Firms like Six Oaks Financial Services

Other firms of the same type (mortgage adviser or broker), nearest first.

In Retford

Fairfield Financial Services LimitedRetfordAppointed representativeStephen FletcherRetfordAppointed representativeThe Official Mortgage Company LtdRetfordAppointed representativeCannon Mortgages LimitedRetfordAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Six Oaks Financial Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 15 other companies its directors have run, named
  • 2 background checks on its contact details
  • All 7 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Six Oaks Financial Services LLP FCA authorised?
Six Oaks Financial Services LLP (FRN 1005465) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Six Oaks Financial Services?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Six Oaks Financial Services LLP (FRN 1005465) is an AR of TMG Direct Limited (FRN 786245). When you use Six Oaks Financial Services's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Six Oaks Financial Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Six Oaks Financial Services’ phone number?
The FCA register lists the phone number 07877 241200 for Six Oaks Financial Services. If you were given different contact details, use these to check with the firm before going any further.
Is Six Oaks Financial Services a scam or clone?
Six Oaks Financial Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Six Oaks Financial Services?
Protection works through TMG Direct Limited, the principal firm responsible for Six Oaks Financial Services's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Six Oaks Financial Services?
Companies House lists 2 people with significant control of Six Oaks Financial Services: Mr Graeme Simmonite (25–50% of votes) and Mr Mark Edward Waterfield (25–50% of votes).
Who runs Six Oaks Financial Services?
Companies House lists 2 directors of Six Oaks Financial Services: Graeme Simmonite and Mark Edward Waterfield.
How long has Six Oaks Financial Services been in business?
The company was formed on 10 October 2023.

Sources and links

The full report on Six Oaks Financial Services LLP

£19.99 · Instant PDF download

Loading secure checkout…