Smith Associates Financial Services Ltd

Reference number: 715058

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Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 7821 2430

    Also given by a firm that is no longer authorised. Check you are dealing with the firm on this page.

  • Address

    Chequer Tree Farm, Wittersham, Tenterden, Kent, TN30 7EJ, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 7821 2430 is, and the other firm that gives it
  • Who else gives the postcode TN30 7EJ
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Smith Associates Financial Services Limited Former name: A name it was registered under before.

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (11 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Debt-counselling
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
20 August 2015 (11 years old)
Registered office
7 Cockhall Close, Litlington, Royston, SG8 0RB, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Brian Stuart Smith Director Mar 1947 20 Aug 2015 None
Aimee Marler Director Aug 1983 27 Jul 2017 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
  • All 3 people who have been directors, with their dates
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Filed accounts and finances

Year to 30 November 2025Micro-entity accountsNot audited

Net assets

£67.2k

+1.5% from £66.2k

Employees (average)

5

No earlier figure to compare

Owed within a year

£13.9k

−36% from £21.8k

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 09741252. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Smith Associates Financial Services’s history from the FCA register and Companies House, newest first.

2025

22 December 2025

  • Changed its registered name from "Smith Associates Financial Services Limited"

FCA register

2017

27 July 2017

  • Lesley Margaret Brown stopped being a part-owner

Companies House

2016

15 December 2016

  • Brian Stuart Smith became a part-owner (25–50% of shares)

Companies House

17 August 2016

  • Lesley Margaret Brown became a part-owner (25–50% of shares)

Companies House

2015

16 December 2015

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register

20 August 2015

  • Incorporated at Companies House

Companies House

In the full report: all 13 events

  • All 13 events in its history (7 shown here)
  • Every director appointment and resignation: 4
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Firms connected to Smith Associates Financial Services

Other FCA-listed firms that share a director, phone number or address with Smith Associates Financial Services. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
no longer authorised
1
share its phone number
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Smith Associates Financial Services

Other firms of the same type (financial adviser), nearest first.

In Tenterden

In the Tonbridge (TN) postcode area

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Smith Associates Financial Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 13 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Smith Associates Financial Services Ltd FCA authorised?
Yes, Smith Associates Financial Services Ltd (FRN 715058) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2015 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Smith Associates Financial Services’ phone number?
The FCA register lists the phone number 020 7821 2430 for Smith Associates Financial Services. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm, one of which is no longer authorised.
Is Smith Associates Financial Services a scam or clone?
Smith Associates Financial Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Smith Associates Financial Services?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Smith Associates Financial Services to the Financial Ombudsman Service, free of charge.
Who owns Smith Associates Financial Services?
Companies House lists 2 people with significant control of Smith Associates Financial Services: Mr Brian Stuart Smith (25–50% of shares) and Ms Lesley Margaret Brown (25–50% of shares).
Who runs Smith Associates Financial Services?
Companies House lists 2 directors of Smith Associates Financial Services: Brian Stuart Smith and Aimee Marler.
How long has Smith Associates Financial Services been in business?
The company was formed on 20 August 2015, and has held its current FCA authorisation since December 2015.
What do Smith Associates Financial Services’ latest accounts show?
Its latest accounts, to 30 November 2025, show net assets of £67.2k (+1.5% from £66.2k).
Does Smith Associates Financial Services use any other names?
It has previously used the name Smith Associates Financial Services Limited.

Sources and links

The full report on Smith Associates Financial Services Ltd

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