Sovereign Asset Management Limited

Reference number: 494292

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 17 years
Complaints covered by the Ombudsman
No FCA actions
1 thing worth a closer look in the background checks

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

No website on the FCA register
No phone number on the FCA register
Address

Sovereign Place, 117 Main Street, Gibraltar, GX11 1AA, Gibraltar

In the full report: 1 background check, 1 thing worth a closer look

Whether GX11 1AA is a shared office: 43 other firms give it

Past FCA permissions and consumer protection

Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

No specific permissions are recorded for this firm on the FCA register.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Sovereign Asset Management’s history from the FCA register and Companies House, newest first.

2023

6 November 2023

FCA recorded a standard requirement (Financial Promotions for own firm, ARs and other members of the group)

FCA register

2013

1 April 2013

Regulated by the FCA from this date

FCA register

31 March 2013

No longer regulated by the Financial Services Authority

FCA register

2009

8 January 2009

Regulated by the Financial Services Authority from this date
Regulated by the Gibraltar Financial Services Commission from this date
Authorised in another EEA country to do business in the UK

FCA register

Director appointments and resignations, and trading names, appear under All events.

Get the full report on Sovereign Asset Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

1 background check on its contact details, 1 flagged
All 6 events in its history

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Frequently asked questions about this firm

Is Sovereign Asset Management Limited FCA authorised?

Yes, Sovereign Asset Management Limited (FRN 494292) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2009. The FCA has placed no limits on its permissions.

Is Sovereign Asset Management a scam or clone?

Sovereign Asset Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Sovereign Asset Management?

Protection depends on which product you hold and how Sovereign Asset Management handles your money, so check the specific product before you commit. You can also refer complaints about Sovereign Asset Management to the Financial Ombudsman Service, free of charge.

Sources and links

Its entry on the FCA register register.fca.org.uk
Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
Report a scam to the FCA fca.org.uk