Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 3 years
- Protected through the principal
- No FCA actions
- Active company since 2022
- Accounts filed up to 31 December 2024
Responsible principal firm
Sapia Partners LLP Reference number: 550103 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Spectrum Equity UK, LLP (FRN 997426) is an AR of Sapia Partners LLP (FRN 550103). When you use Spectrum Equity UK,'s services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Spectrum Equity UK,, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
3rd Floor, 107-113 Great Portland Street, London, W1W 6QG, United Kingdom
In the full report: 2 background checks
- What kind of line 020 8135 4600 is
- Who else gives the postcode W1W 6QG
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Sapia Partners LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC444746 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 22 November 2022 (3 years old)
- Registered office
- 3rd Floor 107 Great Portland Street, London, W1W 6QG, United Kingdom
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Parag Khandelwal | LLP designated member | Jan 1988 | 6 Jun 2023 | 1 other company |
| Llc Spectrum Equity Management Uk | Corporate LLP designated member | Not published | 22 Nov 2022 | None |
| Ltd. Spectrum Equity Management Uk | Corporate LLP designated member | Not published | 22 Nov 2022 | None |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other company
- 1
- still active
- 1
In the full report: all 1 company, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
Filed accounts and finances
Cash at bank
£339k
−46% from £630k
Employees (average)
4
+33% from 3
Owed within a year
£860k
+108% from £414k
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company OC444746. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Spectrum Equity UK,’s history from the FCA register and Companies House, newest first.
2023
6 June 2023
- Became an appointed representative
- Parag Khandelwal appointed as a director
FCA register · Companies House
2022
22 November 2022
- Incorporated at Companies House
Companies House
Director appointments and resignations, and trading names, appear under All events.
Firms connected to Spectrum Equity UK,
Other FCA-listed firms that share a director, phone number or address with Spectrum Equity UK,. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Spectrum Equity UK,
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Spectrum Equity UK,
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 1 other company its directors have run, named
- 2 background checks on its contact details
- All 3 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
Is Spectrum Equity UK, LLP FCA authorised?
What does appointed representative mean for Spectrum Equity UK,?
What is Spectrum Equity UK,’s phone number?
Is Spectrum Equity UK, a scam or clone?
Is my money safe with Spectrum Equity UK,?
Who runs Spectrum Equity UK,?
How long has Spectrum Equity UK, been in business?
What do Spectrum Equity UK,’s latest accounts show?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk