Spillane & Associates Limited
Reference number: 544754
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 15 years
- Protected through the principal
- No FCA actions
- Active company since 2015
- Accounts filed up to 27 February 2025
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Spillane & Associates Limited (FRN 544754) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Spillane & Associates's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Spillane & Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
First Floor, 30 Mostyn Avenue, Llandudno, LL30 1YY, Wales
In the full report: 3 background checks
- When spillaneandassociates.co.uk first appeared online, and whether it can receive email
- What kind of line 01492 233270 is
- Who else gives the postcode LL30 1YY
Other names (3)
If you were contacted under any of these names, it is this firm.
- Andrew J. Spillane Wealth Management Limited Former name: A name it was registered under before.
- Andrew Spillane Former name: A name it was registered under before.
- Andrew J. Spillane Wealth Management Former trading name: A name it used to trade under.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 09443104 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 February 2015 (11 years old)
- Registered office
- Bank House, Market Square, Congleton, Cheshire, CW12 1ET, United Kingdom
- Nature of business
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- Financial management (SIC 70221)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Andrew James Spillane | Director | Sep 1971 | 17 Feb 2015 | None |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
Filed accounts and finances
Net assets
£24
−98% from £1,176
Cash at bank
£0
−100% from £54.6k
Owed within a year
£366k
+75% from £209k
Assets and liabilities
In the full report: all 6 years of accounts
- Every year from 2020 to 2025
- The chart, over every year
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company 09443104. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Spillane & Associates’s history from the FCA register and Companies House, newest first.
2021
19 March 2021
- Changed its registered name from "Andrew J. Spillane Wealth Management Limited"
FCA register
2017
14 February 2017
- Andrew James Spillane took control (25–50% of shares)
Companies House
2015
23 April 2015
- Changed its registered name from "Andrew Spillane"
FCA register
17 February 2015
- Incorporated at Companies House
Companies House
2011
5 April 2011
- Became an appointed representative
FCA register
In the full report: all 8 events
- All 8 events in its history (5 shown here)
- Every director appointment and resignation: 1
Firms connected to Spillane & Associates
Other FCA-listed firms that share a director, phone number or address with Spillane & Associates. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Spillane & Associates
Other firms of the same type (financial adviser), nearest first.
In Llandudno
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Spillane & Associates
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 3 background checks on its contact details
- 6 years of accounts, charted
- All 8 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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What do Spillane & Associates’ latest accounts show?
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk