Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 16 years
- Protected through the principal
- No FCA actions
- Active company since 2010
- Accounts filed up to 31 December 2022
Responsible principal firm
Quilter Financial Services Limited Reference number: 440703 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- SRB Financial Planning Limited (FRN 515549) is an AR of Quilter Financial Services Limited (FRN 440703). When you use SRB Financial Planning's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from SRB Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
No website on the FCA register
-
Phone number
-
Address
First Floor, Dalserf House, Pochard Way, Strathclyde Business Park, Bellshill, North Lanarkshire, ML4 3RA, United Kingdom
In the full report: 2 background checks
- What kind of line 01698 536064 is
- Who else gives the postcode ML4 3RA
Other names (2)
If you were contacted under any of these names, it is this firm.
- SRB Wealth Management Ltd Former name: A name it was registered under before.
- Stephen Brough Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Quilter Financial Services Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- SC383253 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 6 August 2010 (16 years old)
- Registered office
- 91 Alexander Street, Airdrie, ML6 0BD, Scotland
- Nature of business
-
- Other activities auxiliary to insurance and pension funding (SIC 66290)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Stephen Richard Brough | Director | Mar 1965 | 6 Aug 2010 | None |
| Claire Brough | Secretary | Not published | 1 Feb 2024 | – |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
- All 6 people who have been directors, with their dates
Filed accounts and finances
Net assets
£612k
+17% from £525k
Cash at bank
£148k
−58% from £349k
Employees (average)
18
+13% from 16
Owed within a year
£455k
+53% from £298k
Assets and liabilities
In the full report: all 4 years of accounts
- Every year from 2019 to 2022
- The chart, over every year
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company SC383253. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
SRB Financial Planning’s history from the FCA register and Companies House, newest first.
2026
1 July 2026
- Changed its registered name from "SRB Wealth Management Ltd"
FCA register
2016
6 August 2016
- Stephen Richard Brough became the majority owner (50–75% of shares)
Companies House
2010
4 October 2010
- Changed its registered name from "Stephen Brough"
FCA register
6 August 2010
- Incorporated at Companies House
Companies House
4 January 2010
- Became an appointed representative
FCA register
In the full report: all 16 events
- All 16 events in its history (5 shown here)
- Every director appointment and resignation: 11
Firms like SRB Financial Planning
Other firms of the same type (financial adviser), nearest first.
In Bellshill
In the Motherwell (ML) postcode area
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on SRB Financial Planning
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 2 background checks on its contact details
- 4 years of accounts, charted
- All 16 events in its history
Instant PDF One-off payment Secure checkout by Stripe
Frequently asked questions about this firm
Is SRB Financial Planning Limited FCA authorised?
What does appointed representative mean for SRB Financial Planning?
What is SRB Financial Planning’s phone number?
Is SRB Financial Planning a scam or clone?
Is my money safe with SRB Financial Planning?
Who owns SRB Financial Planning?
Who runs SRB Financial Planning?
How long has SRB Financial Planning been in business?
What do SRB Financial Planning’s latest accounts show?
Does SRB Financial Planning use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk