Stephen Samuel Sloman

Reference number: 749996

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Appointed representative

Stephen Samuel Sloman does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Owen and Associates Reference number: 146808 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Stephen Samuel Sloman (FRN 749996) is an AR of Owen and Associates (FRN 146808). When you use Stephen Samuel Sloman's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Stephen Samuel Sloman, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When steveslomanmortgages.co.uk first appeared online, and whether it can receive email
  • What kind of line 01823 442726 is
  • Who else gives the postcode TA3 5BS
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Steve Sloman Mortgages Trading name
  • Stephen Sloman Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Owen and Associates, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Stephen Samuel Sloman’s history from the FCA register and Companies House, newest first.

2018

21 September 2018

  • Changed its registered name from "Stephen Sloman"

FCA register

2016

14 June 2016

  • Became an appointed representative
  • Began trading as "Steve Sloman Mortgages"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Stephen Samuel Sloman

Other firms of the same type (financial adviser), nearest first.

In Taunton

AmberStone Financial Planning LimitedTauntonAppointed representativeCardan Wealth Management LLPTauntonAppointed representativeCole Wealth Management LtdTauntonAppointed representativeCooper Associates Wealth Management LimitedTauntonAppointed representativeFinancial Planning For Professionals LimitedTauntonAppointed representativeFord Wealth Management LLPTauntonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Stephen Samuel Sloman

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 3 events in its history

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Frequently asked questions about this firm

Is Stephen Samuel Sloman FCA authorised?
Stephen Samuel Sloman (FRN 749996) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Stephen Samuel Sloman?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Stephen Samuel Sloman (FRN 749996) is an AR of Owen and Associates (FRN 146808). When you use Stephen Samuel Sloman's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Stephen Samuel Sloman, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Stephen Samuel Sloman’s phone number and website?
The FCA register lists the phone number 01823 442726 and the website steveslomanmortgages.co.uk for Stephen Samuel Sloman. If you were given different contact details, use these to check with the firm before going any further.
Is Stephen Samuel Sloman a scam or clone?
Stephen Samuel Sloman is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Stephen Samuel Sloman?
Protection works through Owen and Associates, the principal firm responsible for Stephen Samuel Sloman's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Stephen Samuel Sloman use any other names?
It trades as Steve Sloman Mortgages. It has previously used the name Stephen Sloman.

Sources and links

The full report on Stephen Samuel Sloman

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