Sullivan & Co. Financial Planning

Reference number: 572441

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Sullivan & Co. Financial Planning (FRN 572441) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Sullivan & Co. Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Sullivan & Co. Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When sullivanandcofp.co.uk first appeared online, and whether it can receive email
  • What kind of line 01752 696959 is
  • Whether BS32 4AQ is a shared office: 39 other firms give it
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Martyn Sullivan Former name
  • Martyn Sullivan Wealth Management Former trading name
  • Sullivan Wealth Management Former trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Sullivan & Co. Financial Planning’s history from the FCA register and Companies House, newest first.

Key events (2) All events (8)

2024

22 March 2024

  • Changed its registered name from "Martyn Sullivan"

FCA register

2012

11 January 2012

  • Became an appointed representative

FCA register

In the full report: all 8 events

  • All 8 events in its history (2 shown here)
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Firms like Sullivan & Co. Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Bristol

Aisa Retirement Planning LLPBristolAppointed representativeAlma Vale Wealth Management LimitedBristolAppointed representativeAndow Ellis LimitedBristolAppointed representativeAndrew LawrenceBristolAppointed representativeAndrew Paul ZbijowskiBristolAppointed representativeAnn ReederBristolAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Sullivan & Co. Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details, 1 flagged
  • All 8 events in its history

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Frequently asked questions about this firm

Is Sullivan & Co. Financial Planning FCA authorised?
Sullivan & Co. Financial Planning (FRN 572441) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Sullivan & Co. Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Sullivan & Co. Financial Planning (FRN 572441) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Sullivan & Co. Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Sullivan & Co. Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Sullivan & Co. Financial Planning’s phone number and website?
The FCA register lists the phone number 01752 696959 and the website sullivanandcofp.co.uk for Sullivan & Co. Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Sullivan & Co. Financial Planning a scam or clone?
Sullivan & Co. Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Sullivan & Co. Financial Planning?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Sullivan & Co. Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Sullivan & Co. Financial Planning use any other names?
It has previously used 3 other names: Martyn Sullivan, Martyn Sullivan Wealth Management and Sullivan Wealth Management.

Sources and links

The full report on Sullivan & Co. Financial Planning

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