Swindon Financial Planning Ltd

Reference number: 787342

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Quilter Financial Services Limited Reference number: 440703 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Swindon Financial Planning Ltd (FRN 787342) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Swindon Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Swindon Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01793 354443

  • Address

    40 Osterley Road, Swindon, Wiltshire, SN25 1UW, United Kingdom

In the full report: 2 background checks

  • What kind of line 01793 354443 is
  • Who else gives the postcode SN25 1UW
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Swindon Mortgage Solutions Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Quilter Financial Services Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
SWINDON FINANCIAL PLANNING LIMITED
Company number
08763093
Company status
Active
Company type
Private limited company
Incorporated
5 November 2013 (12 years old)
Registered office
40 Osterley Road, Swindon, SN25 1UW
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
Tracy Jayne Nobes Director Oct 1975 5 Nov 2013 None
Neil David Parker Director Jul 1978 5 Nov 2013 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
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Filed accounts and finances

Year to 30 November 2025Micro-entity accountsNot audited

Net assets

£430k

+2.1% from £421k

Employees (average)

2

Same as 2

Owed within a year

£29.3k

−15% from £34.5k

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 08763093. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Swindon Financial Planning’s history from the FCA register and Companies House, newest first.

Key events (3) All events (6)

2017

23 August 2017

  • Became an appointed representative

FCA register

2016

1 November 2016

  • Neil David Parker gained significant control

Companies House

2013

5 November 2013

  • Incorporated at Companies House

Companies House

In the full report: all 6 events

  • All 6 events in its history (3 shown here)
  • Every director appointment and resignation: 2
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Firms like Swindon Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Swindon

Advice on Wealth LtdSwindonAppointed representativeAnnika GrizzellSwindonAppointed representativeAssured Wealth Management LimitedSwindonAppointed representativeCarter Moore Financial Advice and Wealth Management LtdSwindonAppointed representativeChris PughSwindonAppointed representativeClifford Wealth Management LimitedSwindonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Swindon Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 6 events in its history

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Frequently asked questions about this firm

Is Swindon Financial Planning Ltd FCA authorised?
Swindon Financial Planning Ltd (FRN 787342) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Swindon Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Swindon Financial Planning Ltd (FRN 787342) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Swindon Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Swindon Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Swindon Financial Planning’s phone number?
The FCA register lists the phone number 01793 354443 for Swindon Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Swindon Financial Planning a scam or clone?
Swindon Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Swindon Financial Planning?
Protection works through Quilter Financial Services Limited, the principal firm responsible for Swindon Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Swindon Financial Planning?
Companies House lists one person with significant control of Swindon Financial Planning: Mr Neil David Parker (significant influence or control).
Who runs Swindon Financial Planning?
Companies House lists 2 directors of Swindon Financial Planning: Tracy Jayne Nobes and Neil David Parker.
How long has Swindon Financial Planning been in business?
The company was formed on 5 November 2013.
What do Swindon Financial Planning’s latest accounts show?
Its latest accounts, to 30 November 2025, show net assets of £430k (+2.1% from £421k).
Does Swindon Financial Planning use any other names?
It trades as Swindon Mortgage Solutions.

Sources and links

The full report on Swindon Financial Planning Ltd

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