TD Execution Services Limited

Reference number: 472780

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When tdsecurities.com first appeared online, and whether it can receive email
  • What kind of line 020 7071 7500 is
  • Who else gives the postcode EC2A 2DQ
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Other names (10)

If you were contacted under any of these names, it is this firm.

  • TD Cowen Trading name
  • TDS Trading name
  • TD Securities Trading name
  • Westminster RPA Trading name
  • BNY ConvergEx Limited Former name
  • Convergex Limited Former name
  • Cowen Execution Services Limited Former name
  • Cowen Digital Former trading name
  • Cowen Digital Europe Former trading name
  • TD Cowen a division of TD Securities Former trading name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
06262150
Company status
Active
Company type
Private limited company
Incorporated
29 May 2007 (19 years old)
Registered office
11th Floor, 1 Snowden Street, London, EC2A 2DQ, England
Nature of business
  • Security and commodity contracts dealing activities (SIC 66120)

Directors and company secretaries

Name Role Born Appointed Other companies
Michael Thomas Page Director Jan 1969 15 Dec 2017 4 other companies
Lucy Izzard Director Nov 1980 25 Jul 2024 2 other companies
Joseph Lionel Banks Director Apr 1978 1 Oct 2024 9 other companies
Stephen Alec Souchon Director Nov 1960 20 Jan 2025 25 other companies
Carl John Hayes Director Mar 1980 30 Jan 2025 None
Saiyeh Jawanmardi Director Oct 1973 22 Aug 2025 1 other company
Shannon Marie Grace Secretary Not published 24 Jun 2026 –

Other companies run by these 6 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
36
closed down
19
went insolvent
3

In the full report: all 36 companies, named

  • What each company does, and whether it is still trading
  • Which of these 6 directors sit on each board, and since when
  • The 3 that went into liquidation or administration
  • The 2 on the FCA register
  • The 3 companies these 6 directors run together
  • All 31 people who have ever been directors, with their dates
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Key dates in its history

TD Execution Services’s history from the FCA register and Companies House, newest first.

Key events (12) All events (78)

2024

10 December 2024

  • Changed its registered name from "Cowen Execution Services Limited"

FCA register

2023

1 March 2023

  • Cowen Inc. gave up control
  • The Toronto Dominion Bank took control (75–100% of shares)

Companies House · FCA register

2017

1 June 2017

  • Cowen Inc. took control (75–100% of shares)
  • Changed its registered name from "Convergex Limited"

Companies House · FCA register

2015

14 October 2015

  • Changed its registered name from "ConvergEx Limited"

FCA register

1 January 2015

  • Board replaced: all 3 directors left and 3 new directors took over

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2009

2 July 2009

  • Changed its registered name from "BNY ConvergEx Limited"

FCA register

2008

22 January 2008

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2007

29 May 2007

  • Incorporated at Companies House

Companies House

In the full report: all 78 events

  • All 78 events in its history (12 shown here)
  • Every director appointment and resignation: 54
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Firms connected to TD Execution Services

Other FCA-listed firms that share a director, phone number or address with TD Execution Services. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1
past link
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1)
  • Who links it to this firm: the named directors, with dates
  • 1 past link through former directors
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Firms like TD Execution Services

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedDemica Finance LimitedLondonAuthorisedBradesco Securities UK LimitedLondonAuthorisedAon Securities LimitedLondonAuthorisedJones Lang Lasalle Corporate Finance LimitedLondonAuthorisedQuantile Technologies LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on TD Execution Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 36 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 78 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is TD Execution Services Limited FCA authorised?
Yes, TD Execution Services Limited (FRN 472780) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2008 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is TD Execution Services’ phone number and website?
The FCA register lists the phone number 020 7071 7500 and the website tdsecurities.com for TD Execution Services. If you were given different contact details, use these to check with the firm before going any further.
Is TD Execution Services a scam or clone?
TD Execution Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with TD Execution Services?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about TD Execution Services to the Financial Ombudsman Service, free of charge.
Who owns TD Execution Services?
TD Execution Services is owned by The Toronto Dominion Bank, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 1 March 2023. Before that, it was controlled by Cowen Inc..
Who runs TD Execution Services?
Companies House lists 6 directors of TD Execution Services: Michael Thomas Page, Lucy Izzard, Joseph Lionel Banks, Stephen Alec Souchon, Carl John Hayes and Saiyeh Jawanmardi.
How long has TD Execution Services been in business?
The company was formed on 29 May 2007, and has held its current FCA authorisation since January 2008.
Does TD Execution Services use any other names?
It trades as TD Cowen, TDS, TD Securities and Westminster RPA. It has previously used 6 other names, including BNY ConvergEx Limited, Convergex Limited and Cowen Execution Services Limited.

Sources and links

The full report on TD Execution Services Limited

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