The Broking Group

Reference number: 932268

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • The Broking Group (FRN 932268) is an AR of Insure Life Limited (FRN 913606). When you use The Broking Group's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from The Broking Group, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07917 106589

  • Address

    4, Alvaston Business Park, Middlewich Road, Nantwich, Cheshire, CW5 6PF, United Kingdom

In the full report: 2 background checks

  • What kind of line 07917 106589 is
  • Who else gives the postcode CW5 6PF
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Insure Life Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
THE BROKING GROUP LIMITED
Company status
Active
Company type
Private limited company
Incorporated
1 February 2019 (7 years old)
Registered office
Nantwich Court, Hospital Street, Nantwich, CW5 5RH, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
David Alexander Lewis Clapp Director Mar 1976 18 Jan 2024 34 other companies

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
34
closed down
21
is FCA-registered
1

In the full report: all 34 companies, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • All 3 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 September 2025Full accountsNot audited

Total equity

−£56.5k

Down £26.1k from −£30.3k

Cash at bank

£21.8k

+255% from £6,120

Owed within a year

£78.9k

+116% from £36.5k

Total equity is negative: on its last balance sheet the company owed £56.5k more than it owned.

Total equity

In the full report: all 7 years of accounts

  • Every year from 2020 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 11800803. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

The Broking Group’s history from the FCA register and Companies House, newest first.

2024

18 January 2024

  • Board replaced: its only director left and a new director took over

Companies House

2023

1 March 2023

  • Alliance Investment Group Limited stopped being the majority owner
  • Gms Investment Group Limited became the majority owner (50–75% of shares)
  • Mark Jonathan Hawkins stopped being a part-owner

Companies House

2020

18 August 2020

  • Became an appointed representative

FCA register

10 July 2020

  • Alliance Investment Group Limited became the majority owner (50–75% of shares)

Companies House

2019

1 February 2019

  • Incorporated at Companies House
  • Mark Jonathan Hawkins became a part-owner (25–50% of shares)

Companies House

In the full report: all 13 events

  • All 13 events in its history (8 shown here)
  • Every director appointment and resignation: 5
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Firms connected to The Broking Group

Other FCA-listed firms that share a director, phone number or address with The Broking Group. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2
past link
1

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like The Broking Group

Other firms of the same type (insurance broker), nearest first.

In Nantwich

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on The Broking Group

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 34 other companies its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 13 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is The Broking Group FCA authorised?
The Broking Group (FRN 932268) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for The Broking Group?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. The Broking Group (FRN 932268) is an AR of Insure Life Limited (FRN 913606). When you use The Broking Group's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from The Broking Group, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is The Broking Group’s phone number?
The FCA register lists the phone number 07917 106589 for The Broking Group. If you were given different contact details, use these to check with the firm before going any further.
Is The Broking Group a scam or clone?
The Broking Group is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with The Broking Group?
Protection works through Insure Life Limited, the principal firm responsible for The Broking Group's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns The Broking Group?
The Broking Group is owned by Gms Investment Group Limited, which holds 50–75% of shares and 50–75% of votes, since 1 March 2023. Before that, it was controlled by Alliance Investment Group Limited and Mr Mark Jonathan Hawkins.
Who runs The Broking Group?
Companies House lists one director of The Broking Group: David Alexander Lewis Clapp.
How long has The Broking Group been in business?
The company was formed on 1 February 2019.
What do The Broking Group’s latest accounts show?
Its latest accounts, to 30 September 2025, show total equity of −£56.5k (down £26.1k from −£30.3k) and cash at bank of £21.8k (+255% from £6,120).

Sources and links

The full report on The Broking Group

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