Thornvale Capital Ltd

Reference number: 1020501

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Thornvale Capital Ltd (FRN 1020501) is an AR of Eschler Asset Management LLP (FRN 510079). When you use Thornvale Capital's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Thornvale Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07466 593167

  • Address

    Thornvale Capital Ltd, 6th Floor, 9 Argyll Street, London, Westminster, W1F 7TG, United Kingdom

In the full report: 2 background checks

  • What kind of line 07466 593167 is
  • Who else gives the postcode W1F 7TG
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Eschler Asset Management LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
18 April 2024 (2 years old)
Registered office
6th Floor, 9 Argyll Street, London, W1F 7TG, England
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
David Lawrence James Wharton Director Mar 1978 18 Apr 2024 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Filed accounts and finances

Year to 30 April 2025Micro-entity accountsNot audited

Net assets

£31.2k

No earlier figure to compare

Employees (average)

0

No earlier figure to compare

Owed within a year

£57.4k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 15657973. Figures are exactly as filed; nothing is estimated.

Key dates in its history

Thornvale Capital’s history from the FCA register and Companies House, newest first.

2024

20 November 2024

  • Became an appointed representative

FCA register

18 April 2024

  • Incorporated at Companies House
  • David Lawrence James Wharton became a part-owner (25–50% of shares)
  • Sarah Kathleen Marion Wharton became a part-owner (25–50% of shares)
  • David Lawrence James Wharton appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Thornvale Capital

Other FCA-listed firms that share a director, phone number or address with Thornvale Capital. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: the same postcode (4)
  • Who links each one: the named directors, with dates
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Firms like Thornvale Capital

Other firms of the same type (investment or fund manager), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Thornvale Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 5 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Thornvale Capital Ltd FCA authorised?
Thornvale Capital Ltd (FRN 1020501) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Thornvale Capital?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Thornvale Capital Ltd (FRN 1020501) is an AR of Eschler Asset Management LLP (FRN 510079). When you use Thornvale Capital's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Thornvale Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Thornvale Capital’s phone number?
The FCA register lists the phone number 07466 593167 for Thornvale Capital. If you were given different contact details, use these to check with the firm before going any further.
Is Thornvale Capital a scam or clone?
Thornvale Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Thornvale Capital?
Protection works through Eschler Asset Management LLP, the principal firm responsible for Thornvale Capital's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Thornvale Capital?
Companies House lists 2 people with significant control of Thornvale Capital: Mr David Lawrence James Wharton (25–50% of shares) and Mrs Sarah Kathleen Marion Wharton (25–50% of shares).
Who runs Thornvale Capital?
Companies House lists one director of Thornvale Capital: David Lawrence James Wharton.
How long has Thornvale Capital been in business?
The company was formed on 18 April 2024.
What do Thornvale Capital’s latest accounts show?
Its latest accounts, to 30 April 2025, show net assets of £31.2k (no earlier figure to compare).

Sources and links

The full report on Thornvale Capital Ltd

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