Tier One Capital Wealth Management Limited

Reference number: 588633

Instant download

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When tieronecapital.co.uk first appeared online, and whether it can receive email
  • What kind of line 0191 217 0007 is
  • Who else gives the postcode NE13 6DS
Instant PDF download
Other names (1)

If you were contacted under any of these names, it is this firm.

  • Carrick Financial Management Ltd Former name: A name it was registered under before.

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages · Arrange equity release FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (16 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on a home reversion plan
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) a home reversion plan
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Debt-counselling
  • Making arrangements with a view to a home reversion plan
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Providing basic advice on stakeholder products

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
21 March 2005 (21 years old)
Registered office
16 Brenkley Way, Seaton Burn, Newcastle Upon Tyne, Tyne And Wear, NE13 6DS
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Paul Stanley Blight Director Nov 1967 6 Apr 2009 None
Ian Michael Mcelroy Director May 1980 13 Mar 2018 35 other companies
Jessica Louise Swindells Director May 1982 29 Sep 2018 2 other companies
Paul Stanley Blight Secretary Not published 1 Sep 2012 –

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
36
closed down
16
went insolvent
1

In the full report: all 36 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The 4 on the FCA register
  • The 1 company these 3 directors run together
  • All 7 people who have ever been directors, with their dates
Instant PDF download

Filed accounts and finances

Year to 31 March 2020Micro-entity accountsNot audited

Net assets

£271k

No earlier figure to compare

Employees (average)

5

No earlier figure to compare

Owed within a year

£119k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 05399905. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Tier One Capital Wealth Management’s history from the FCA register and Companies House, newest first.

2023

23 October 2023

  • Tier One Capital Financial Services Limited took control (75–100% of shares)
  • Tier One Capital Ltd gave up control

Companies House

2022

3 October 2022

  • Changed its registered name from "Carrick Financial Management Ltd"

FCA register

2019

2 August 2019

  • Michael Carrick stopped being a part-owner
  • Paul Stanley Blight stopped being a part-owner

Companies House

2018

21 March 2018

  • Tier One Capital Ltd took control (75–100% of shares)

Companies House

2017

2 March 2017

  • Michael Carrick became a part-owner (25–50% of shares)

Companies House

2 February 2017

  • Paul Stanley Blight became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2 January 2013

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2005

21 March 2005

  • Incorporated at Companies House

Companies House

In the full report: all 24 events

  • All 24 events in its history (12 shown here)
  • Every director appointment and resignation: 9
Instant PDF download

Firms connected to Tier One Capital Wealth Management

Other FCA-listed firms that share a director, phone number or address with Tier One Capital Wealth Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
2
share its postcode
2

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (2), the same postcode (2)
  • Who links each one: the named directors, with dates
  • 2 past links through former directors
Instant PDF download

Firms like Tier One Capital Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Newcastle upon Tyne

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Tier One Capital Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 36 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 24 events in its history
  • 4 connected firms, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Tier One Capital Wealth Management Limited FCA authorised?
Yes, Tier One Capital Wealth Management Limited (FRN 588633) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2013 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Tier One Capital Wealth Management’s phone number and website?
The FCA register lists the phone number 0191 217 0007 and the website tieronecapital.co.uk for Tier One Capital Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Tier One Capital Wealth Management a scam or clone?
Tier One Capital Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Tier One Capital Wealth Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Tier One Capital Wealth Management to the Financial Ombudsman Service, free of charge.
Who owns Tier One Capital Wealth Management?
Tier One Capital Wealth Management is owned by Tier One Capital Financial Services Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 23 October 2023. Before that, it was controlled by Tier One Capital Ltd, Mr Michael Carrick and Mr Paul Stanley Blight.
Who runs Tier One Capital Wealth Management?
Companies House lists 3 directors of Tier One Capital Wealth Management: Paul Stanley Blight, Ian Michael McElroy and Jessica Louise Swindells.
How long has Tier One Capital Wealth Management been in business?
The company was formed on 21 March 2005, and has held its current FCA authorisation since January 2013.
What do Tier One Capital Wealth Management’s latest accounts show?
Its latest accounts, to 31 March 2020, show net assets of £271k (no earlier figure to compare).
Does Tier One Capital Wealth Management use any other names?
It has previously used the name Carrick Financial Management Ltd.

Sources and links

The full report on Tier One Capital Wealth Management Limited

£19.99 · Instant PDF download

Loading secure checkout…