TMC Financial Consultancy LLP

Reference number: 970268

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • TMC Financial Consultancy LLP (FRN 970268) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use TMC Financial Consultancy's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from TMC Financial Consultancy, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When tmcfc.co.uk first appeared online, and whether it can receive email
  • What kind of line 01962 621553 is
  • Who else gives the postcode SO22 6SG
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC439842
Company status
Active
Company type
Limited liability partnership
Incorporated
8 November 2021 (4 years old)
Registered office
Brookleigh, Milley Road, Waltham St Lawrence, Berkshire, RG10 0JR

Directors and company secretaries

Name Role Born Appointed Other companies
Thomas Collins LLP designated member Sep 1988 8 Nov 2021 None
Holly Richardson LLP designated member Aug 1990 8 Nov 2021 None
Hannah Rose LLP member Jun 1979 6 Apr 2024 None

In the full report: every company its directors have run

  • Confirmation that these 3 directors run no other company
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Key dates in its history

TMC Financial Consultancy’s history from the FCA register and Companies House, newest first.

Key events (3) All events (6)

2022

18 February 2022

  • Became an appointed representative

FCA register

2021

8 November 2021

  • Incorporated at Companies House
  • Thomas Collins took control (75–100% of shares)

Companies House

In the full report: all 6 events

  • All 6 events in its history (3 shown here)
  • Every director appointment and resignation: 3
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Firms like TMC Financial Consultancy

Other firms of the same type (financial adviser), nearest first.

In Winchester

Abacus Independent Financial ServicesWinchesterAppointed representativeBruce AylingWinchesterAppointed representativeCG Financial Planning LimitedWinchesterAppointed representativeMark BoardmanWinchesterAppointed representativeOrchard Wealth LimitedWinchesterAppointed representativeRichard Leslie WicksWinchesterAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on TMC Financial Consultancy

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 6 events in its history

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Frequently asked questions about this firm

Is TMC Financial Consultancy LLP FCA authorised?
TMC Financial Consultancy LLP (FRN 970268) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for TMC Financial Consultancy?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. TMC Financial Consultancy LLP (FRN 970268) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use TMC Financial Consultancy's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from TMC Financial Consultancy, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is TMC Financial Consultancy’s phone number and website?
The FCA register lists the phone number 01962 621553 and the website tmcfc.co.uk for TMC Financial Consultancy. If you were given different contact details, use these to check with the firm before going any further.
Is TMC Financial Consultancy a scam or clone?
TMC Financial Consultancy is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with TMC Financial Consultancy?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for TMC Financial Consultancy's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns TMC Financial Consultancy?
Companies House lists one person with significant control of TMC Financial Consultancy: Thomas Collins (75–100% of votes).
Who runs TMC Financial Consultancy?
Companies House lists 3 directors of TMC Financial Consultancy: Thomas Collins, Holly Richardson and Hannah Rose.
How long has TMC Financial Consultancy been in business?
The company was formed on 8 November 2021.

Sources and links

The full report on TMC Financial Consultancy LLP

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