Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Website
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Phone number
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Address
5 Broadgate, London, EC2M 2QS, United Kingdom
In the full report: 3 background checks
- When ubs.com first appeared online, and whether it can receive email
- What kind of line 020 7567 8000 is, and the 4 other firms that give it
- Who else gives the postcode EC2M 2QS
Other names (7)
If you were contacted under any of these names, it is this firm.
- PDFM Limited Former name: A name it was registered under before.
- Phillips & Drew Fund Management Limited Former name: A name it was registered under before.
- Phillips & Drew Fund Management Ltd Former name: A name it was registered under before.
- UBS Asset Mangement Limited Former name: A name it was registered under before.
- UBS Global Asset Management (UK) Ltd Former name: A name it was registered under before.
- Credit Investments Group (CIG) Former trading name: A name it used to trade under.
- UBS O'Connor Former trading name: A name it used to trade under.
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (5)
- 020 3000 7931
- 020 3000 7941
- 020 7060 4827
- 020 8089 3958
- 020 8089 8731
Fake email addresses (6)
- accounts@ubs-pb.com
- admin@ubsbond.com
- info@ubs-pb.com
- james.reynolds@ubsbond.co.uk
- laura.betts@ubsbond.co.uk
- laura.betts@ubsbond.com
Fake websites (2)
- ubs-pb.com
- ubsbond.com
The 2 FCA warnings these came from
- UBS Bond / UBS Asset Management 6 April 2021
- UBS Global Asset Management Funds Ltd 23 April 2015
Scammers change these details often. Always check the live FCA warning.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Sell or arrange insurance FSCS may applyEligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (10 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Assisting in the administration and performance of a contract of insurance
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
- Managing investments
- Safeguarding and administration of assets (without arranging)
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
The clone warnings above are scammers using this firm's name, not something the firm has done.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 01546400 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 19 February 1981 (45 years old)
- Registered office
- 5 Broadgate, London, EC2M 2QS, England
- Nature of business
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- Security and commodity contracts dealing activities (SIC 66120)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Keith Martin Jecks | Director | Jan 1957 | 1 Oct 2018 | 8 other companies |
| Ian Robert Ashment | Director | Sep 1965 | 30 Oct 2019 | None |
| Olivia Jane Shalaby | Director | Dec 1990 | 2 Jul 2025 | None |
| Marco Sartore | Director | Aug 1970 | 2 Jul 2025 | None |
| Andrew Kingsley Leach Wood | Director | Nov 1973 | 16 Apr 2026 | None |
| Nicholas John Ring | Director | Oct 1965 | 13 Jul 2026 | 21 other companies |
Other companies run by these 6 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 29
- closed down
- 4
- are FCA-registered
- 9
In the full report: all 29 companies, named
- What each company does, and whether it is still trading
- Which of these 6 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 9 on the FCA register
- All 59 people who have ever been directors, with their dates
Key dates in its history
UBS Asset Management (UK)’s history from the FCA register and Companies House, newest first.
2016
6 April 2016
- UBS Asset Management Holding Ltd took control (75–100% of shares)
Companies House
2015
30 October 2015
- Changed its registered name from "UBS Global Asset Management (UK) Ltd"
FCA register
23 April 2015
- FCA warned the public about a scam impersonating this firm
FCA warning list
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2002
12 April 2002
- Changed its registered name from "UBS Asset Mangement Limited"
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
2000
14 July 2000
- Changed its registered name from "Phillips & Drew Fund Management Limited"
FCA register
1998
26 June 1998
- Changed its registered name from "PDFM Limited"
FCA register
1993
1 July 1993
- Changed its registered name from "Phillips & Drew Fund Management Ltd"
FCA register
1981
19 February 1981
- Incorporated at Companies House
Companies House
1901
1 January 1901
- Regulated by the Investment Management Regulatory Organisation from this date
FCA register
In the full report: all 140 events
- All 140 events in its history (12 shown here)
- Every director appointment and resignation: 120
Firms connected to UBS Asset Management (UK)
Other FCA-listed firms that share a director, phone number or address with UBS Asset Management (UK). A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 4
- share its phone number
- 4
- share its postcode
- 4
In the full report: all 4 connected firms, named
- How each is linked: the same phone number (4), the same postcode (4)
- Who links each one: the named directors, with dates
- 9 past links through former directors
Firms like UBS Asset Management (UK)
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on UBS Asset Management (UK)
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 29 other companies its directors have run, named
- 3 background checks on its contact details
- All 140 events in its history
- 4 connected firms, named, and who links them
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Frequently asked questions about this firm
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How long has UBS Asset Management (UK) been in business?
Does UBS Asset Management (UK) use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- FCA warning: UBS Bond / UBS Asset Management fca.org.uk
- FCA warning: UBS Global Asset Management Funds Ltd fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk