Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
33 King William Street, London, EC4R 9AT, United Kingdom
In the full report: 2 background checks
- What kind of line 020 3942 8000 is, and the 2 other firms that give it
- Who else gives the postcode EC4R 9AT
Other names (15)
If you were contacted under any of these names, it is this firm.
- Wells Fargo Securities Trading name: A name it trades under now.
- First Union International Capital Markets Limited Former name: A name it was registered under before.
- Wachovia Securities International Limited Former name: A name it was registered under before.
- ClearLend Securities Former trading name: A name it used to trade under.
- Eastdil Secured Former trading name: A name it used to trade under.
- ECM Asset Management Former trading name: A name it used to trade under.
- Metropolitan West Capital Management Former trading name: A name it used to trade under.
- Wachovia Global Asset Management Former trading name: A name it used to trade under.
- Wachovia Global Securities Lending Former trading name: A name it used to trade under.
- Wachovia Securities Former trading name: A name it used to trade under.
- Wells Capital Management Former trading name: A name it used to trade under.
- Wells Fargo Asset Management Former trading name: A name it used to trade under.
- Wells Fargo Global Fund Services Former trading name: A name it used to trade under.
- Wells Fargo Investment Institute Former trading name: A name it used to trade under.
- Wells Fargo Wealth Management Former trading name: A name it used to trade under.
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (6)
- 020 3769 7962
- 020 7867 3972
- 020 8157 1265
- 020 8914 7893
- 07985 560538
- 0800 802 1986
Fake email addresses (4)
- admin@ecmfinance.co.uk
- bonds@wells-fargo.co.uk
- clients@wf-europe.com
- wellsfargoclients@wf-europe.com
The 2 FCA warnings these came from
- Wells Fargo 22 September 2021
- ECM Asset Management Limited 11 June 2019
Scammers change these details often. Always check the live FCA warning.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
The clone warnings above are scammers using this firm's name, not something the firm has done.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 03426903 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 1 September 1997 (29 years old)
- Registered office
- 33 King William Street, London, EC4R 9AT, United Kingdom
- Nature of business
-
- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Richard John Place | Director | Jan 1965 | 15 Sep 2020 | None |
| Simon Brian Ennis | Director | May 1973 | 28 Jan 2021 | None |
| Malcolm Phillip Basing | Director | Sep 1956 | 6 Jul 2021 | 10 other companies |
| Vanessa Ann Bailey | Director | Apr 1964 | 30 Sep 2021 | None |
| Angela Dawn Henderson | Director | Oct 1968 | 1 Jul 2023 | 8 other companies |
| Jennifer Ann Doyle | Director | Aug 1975 | 31 Jul 2025 | None |
| Jonathan William Liddiard | Director | May 1973 | 8 Apr 2026 | None |
| Adrienne Lonergan | Secretary | Not published | 5 Nov 2025 | – |
Other companies run by these 7 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 18
- closed down
- 3
- are FCA-registered
- 4
In the full report: all 18 companies, named
- What each company does, and whether it is still trading
- Which of these 7 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 4 on the FCA register
- All 59 people who have ever been directors, with their dates
Key dates in its history
Wells Fargo Securities International’s history from the FCA register and Companies House, newest first.
2026
17 September 2026
- Wells Fargo & Company gave up control
Companies House
2020
1 October 2020
- Everen Capital Corporation took control (75–100% of shares)
- Wells Fargo International Banking Corporation gave up control
Companies House
2019
11 June 2019
- FCA warned the public about a scam impersonating this firm
FCA warning list
2016
1 September 2016
- Wells Fargo International Banking Corporation took control (75–100% of shares)
Companies House
6 April 2016
- Wells Fargo & Company took control (75–100% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2009
30 July 2009
- Changed its registered name from "Wachovia Securities International Limited"
FCA register
2002
30 January 2002
- Changed its registered name from "First Union International Capital Markets Limited"
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
1998
15 May 1998
- Regulated by the Securities and Futures Authority from this date
FCA register
1997
1 September 1997
- Incorporated at Companies House
Companies House
In the full report: all 149 events
- All 149 events in its history (13 shown here)
- Every director appointment and resignation: 107
Firms connected to Wells Fargo Securities International
Other FCA-listed firms that share a director, phone number or address with Wells Fargo Securities International. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share a director
- 1
- share its phone number
- 2
In the full report: all 3 connected firms, named
- How each is linked: shared directors (1), the same phone number (2), the same postcode (2)
- Who links each one: the named directors, with dates
- 3 past links through former directors
Firms like Wells Fargo Securities International
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Wells Fargo Securities International
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 18 other companies its directors have run, named
- 2 background checks on its contact details
- All 149 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- FCA warning: Wells Fargo fca.org.uk
- FCA warning: ECM Asset Management Limited fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk