Westerby Investment Management Limited

Reference number: 125286

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When westerby-investment.co.uk first appeared online, and whether it can receive email
  • What kind of line 0116 247 0304 is
  • Who else gives the postcode LE2 0JA
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Westerby The Wealth Advisers Trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02086953
Company status
Active
Company type
Private limited company
Incorporated
5 January 1987 (39 years old)
Registered office
Matches the FCA register address ✓
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Stephen Michael Harvey Director Apr 1961 6 Aug 2012 10 other companies
Howard Andrew Clive Morrison (Sir) Director Jul 1949 24 Jan 2022 None
Ruth Maloney Director Sep 1973 1 Nov 2025 8 other companies
Ian Richard Jarvis Director Jun 1964 1 Aug 2026 8 other companies
Leslie James Mclintic Director Aug 1947 Not published 15 other companies
Leslie James Mclintic Secretary Not published 12 Nov 2007 15 other companies

Other companies run by these 5 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
16
closed down
6
is FCA-registered
1

In the full report: all 16 companies, named

  • What each company does, and whether it is still trading
  • Which of these 5 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 9 companies these 5 directors run together
  • All 9 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 June 2025Small company accountsNot audited

Net assets

£977k

−11% from £1.10m

Cash at bank

£240k

−1.1% from £243k

Employees (average)

20

+5.3% from 19

Owed within a year

£146k

−14% from £170k

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 02086953. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Westerby Investment Management’s history from the FCA register and Companies House, newest first.

Key events (8) All events (24)

2025

17 February 2025

  • Leslie James McLintic gave up control
  • Westerby (Holdings) Limited took control (75–100% of shares)

Companies House

2016

6 April 2016

  • Leslie James McLintic took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1994

31 October 1994

  • Regulated by the Personal Investment Authority from this date

FCA register

1987

5 January 1987

  • Incorporated at Companies House

Companies House

In the full report: all 24 events

  • All 24 events in its history (8 shown here)
  • Every director appointment and resignation: 11
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Firms connected to Westerby Investment Management

Other FCA-listed firms that share a director, phone number or address with Westerby Investment Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Westerby Investment Management

Other firms of the same type (financial adviser), nearest first.

In Leicester

A.S.J. Financial Services LimitedLeicesterSee the registerAndrew Bourne & Co Independent Financial Advisers LimitedLeicesterAuthorisedAnthony John ArlottLeicesterAuthorisedBates Financial Solutions LimitedLeicesterAuthorisedBennett Allen Financial Planning LimitedLeicesterAuthorisedBlue Cherry Financial Solutions LimitedLeicesterAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Westerby Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 16 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 24 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Westerby Investment Management Limited FCA authorised?
Yes, Westerby Investment Management Limited (FRN 125286) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Westerby Investment Management’s phone number and website?
The FCA register lists the phone number 0116 247 0304 and the website westerby-investment.co.uk for Westerby Investment Management. If you were given different contact details, use these to check with the firm before going any further.
Is Westerby Investment Management a scam or clone?
Westerby Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Westerby Investment Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Westerby Investment Management to the Financial Ombudsman Service, free of charge.
Who owns Westerby Investment Management?
Westerby Investment Management is owned by Westerby (Holdings) Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 17 February 2025. Before that, it was controlled by Mr Leslie James McLintic.
Who runs Westerby Investment Management?
Companies House lists 5 directors of Westerby Investment Management: Stephen Michael Harvey, Howard Andrew Clive Morrison (Sir), Ruth Maloney, Ian Richard Jarvis and Leslie James McLintic.
How long has Westerby Investment Management been in business?
The company was formed on 5 January 1987, and has held its current FCA authorisation since December 2001.
What do Westerby Investment Management’s latest accounts show?
Its latest accounts, to 30 June 2025, show net assets of £977k (−11% from £1.10m) and cash at bank of £240k (−1.1% from £243k).
Does Westerby Investment Management use any other names?
It trades as Westerby The Wealth Advisers.

Sources and links

The full report on Westerby Investment Management Limited

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