Williams Investment Management LLP
Reference number: 403210
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Williams Investment Management Llp, 34 Victoria Avenue, Harrogate, North Yorkshire, HG1 5PR, United Kingdom
In the full report: 3 background checks
- When williams-im.com first appeared online, and whether it can receive email
- What kind of line 01423 705123 is
- Who else gives the postcode HG1 5PR
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (9 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Causing dematerialised instructions to be sent
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing investments
- Safeguarding and administration of assets (without arranging)
- Sending dematerialised instructions
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC307706 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 20 April 2004 (22 years old)
- Registered office
- 34 Victoria Avenue, Harrogate, North Yorkshire, HG1 5PR
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Denis Stanley Kaye | LLP designated member | Feb 1952 | 20 Apr 2004 | 17 other companies |
| Duncan Charles Williams | LLP designated member | Apr 1968 | 20 Apr 2004 | 4 other companies |
| John Edward Charles Newsome | LLP designated member | Oct 1962 | 15 Oct 2007 | 1 other company |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 20
- closed down
- 9
- run together
- 1
In the full report: all 20 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 1 company these 3 directors run together
- All 4 people who have ever been directors, with their dates
Key dates in its history
Williams Investment Management’s history from the FCA register and Companies House, newest first.
2023
19 September 2023
- Executors Of Robert David Ash no longer holds 25–50% of the votes
Companies House
2016
6 April 2016
- Duncan Charles Williams became a part-owner (25–50% of shares)
- Executors Of Robert David Ash gained 25–50% of the votes
- John Edward Charles Newsome became a part-owner (25–50% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2005
3 May 2005
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
2004
20 April 2004
- Incorporated at Companies House
Companies House
In the full report: all 16 events
- All 16 events in its history (8 shown here)
- Every director appointment and resignation: 5
Firms connected to Williams Investment Management
Other FCA-listed firms that share a director, phone number or address with Williams Investment Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 2
- share its postcode
- 2
In the full report: all 2 connected firms, named
- How each is linked: the same postcode (2)
- Who links each one: the named directors, with dates
Firms like Williams Investment Management
Other firms of the same type (investment or fund manager), nearest first.
In Harrogate
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Williams Investment Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 20 other companies its directors have run, named
- 3 background checks on its contact details
- All 16 events in its history
- 2 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk