Yoo Capital Investment Management LLP

Reference number: 916028

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Laven Advisors LLP Reference number: 447282 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Yoo Capital Investment Management LLP (FRN 916028) is an AR of Laven Advisors LLP (FRN 447282). When you use Yoo Capital Investment Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Yoo Capital Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When yoocapital.com first appeared online, and whether it can receive email
  • What kind of line 020 7009 0253 is
  • Who else gives the postcode W1U 2FA
Instant PDF download
Other names (1)

If you were contacted under any of these names, it is this firm.

  • Yoo Capital Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Laven Advisors LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Yoo Capital Investment Management’s history from the FCA register and Companies House, newest first.

2019

30 October 2019

  • Became an appointed representative
  • Began trading as "Yoo Capital"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Yoo Capital Investment Management

Other firms of the same type (investment or fund manager), nearest first.

In London

Colliers International Property Advisers UK LLPLondonAppointed representativeChristian AidLondonAppointed representativeBain Capital (UK) LimitedLondonAppointed representativeJTC Employer Solutions (UK) LimitedLondonAppointed representativeHAN ETF LtdLondonAppointed representativeGQG Partners (UK) LtdLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Yoo Capital Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 2 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Yoo Capital Investment Management LLP FCA authorised?
Yoo Capital Investment Management LLP (FRN 916028) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Yoo Capital Investment Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Yoo Capital Investment Management LLP (FRN 916028) is an AR of Laven Advisors LLP (FRN 447282). When you use Yoo Capital Investment Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Yoo Capital Investment Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Yoo Capital Investment Management’s phone number and website?
The FCA register lists the phone number 020 7009 0253 and the website yoocapital.com for Yoo Capital Investment Management. If you were given different contact details, use these to check with the firm before going any further.
Is Yoo Capital Investment Management a scam or clone?
Yoo Capital Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Yoo Capital Investment Management?
Protection works through Laven Advisors LLP, the principal firm responsible for Yoo Capital Investment Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Yoo Capital Investment Management use any other names?
It trades as Yoo Capital.

Sources and links

The full report on Yoo Capital Investment Management LLP

£19.99 · Instant PDF download

Loading secure checkout…