Advent Capital Management UK Limited

Reference number: 447452

Instant download

Scammers have impersonated this firm. The FCA has published 2 warnings naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 3357 9990

  • Address

    19 Dacre Street, London, Westminster, SW1H 0DJ, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 3357 9990 is
  • Who else gives the postcode SW1H 0DJ
Instant PDF download

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (1)
  • 01706 13182
Fake email addresses (2)
  • info@adventcapitalinvestmentsltd.com
  • jerome.lagarde@advent-cmltd.com
Fake websites (2)
  • advent-cmltd.com
  • adventcapitalinvestmentsltd.com
The 2 FCA warnings these came from

Scammers change these details often. Always check the live FCA warning.

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

The clone warnings above are scammers using this firm's name, not something the firm has done.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Concerns on the company record

  • Accounts are overdue at Companies House.
Company number
05680473
Company status
Active
Company type
Private limited company
Incorporated
19 January 2006 (20 years old)
Registered office
Advent Capital Management Uk Ltd 5th Floor, 19 Dacre Street, London, SW1H 0DJ, United Kingdom
Nature of business
  • Other business support service activities not elsewhere classified (SIC 82990)

Directors and company secretaries

Name Role Born Appointed Other companies
David William Moore Director Apr 1965 2 Jul 2018 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
  • All 12 people who have been directors, with their dates
Instant PDF download

Key dates in its history

Advent Capital Management UK’s history from the FCA register and Companies House, newest first.

Key events (9) All events (34)

2021

28 July 2021

  • FCA warned the public about a scam impersonating this firm

FCA warning list

2018

10 July 2018

  • Board replaced: both directors left and a new director took over

Companies House

2016

6 April 2016

  • Tracy Maitland became the majority owner (50–75% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

9 August 2012

  • Board replaced: both directors left and 3 new directors took over

Companies House

2006

25 July 2006

  • Regulated by the Financial Services Authority from this date
  • FCA imposed a requirement (May control but not hold client money)
  • Became authorised by the FCA

FCA register

19 January 2006

  • Incorporated at Companies House

Companies House

In the full report: all 34 events

  • All 34 events in its history (9 shown here)
  • Every director appointment and resignation: 21
Instant PDF download

Firms connected to Advent Capital Management UK

Other FCA-listed firms that share a director, phone number or address with Advent Capital Management UK. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
Instant PDF download

Firms like Advent Capital Management UK

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Advent Capital Management UK

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 34 events in its history
  • 2 connected firms, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Advent Capital Management UK Limited FCA authorised?
Yes, Advent Capital Management UK Limited (FRN 447452) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since July 2006 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Advent Capital Management UK’s phone number?
The FCA register lists the phone number 020 3357 9990 for Advent Capital Management UK. If you were given different contact details, use these to check with the firm before going any further.
Is Advent Capital Management UK a scam or clone?
Scammers have impersonated Advent Capital Management UK: the FCA has published 2 warnings about fake versions of it, using contact details that are not the firm's. Only trust the details the FCA register gives for Advent Capital Management UK, shown on this page.
Is my money safe with Advent Capital Management UK?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Advent Capital Management UK to the Financial Ombudsman Service, free of charge.
Who owns Advent Capital Management UK?
Companies House lists one person with significant control of Advent Capital Management UK: Mr Tracy Maitland (50–75% of shares).
Who runs Advent Capital Management UK?
Companies House lists one director of Advent Capital Management UK: David William Moore.
How long has Advent Capital Management UK been in business?
The company was formed on 19 January 2006, and has held its current FCA authorisation since July 2006.

Sources and links

The full report on Advent Capital Management UK Limited

£19.99 · Instant PDF download

Loading secure checkout…