AG JM Coomer

Reference number: 401698

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Appointed representative

AG JM Coomer does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • AG JM Coomer (FRN 401698) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use AG JM Coomer's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from AG JM Coomer, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 8845 7691

  • Address

    Windsong, Park Grove, Chalfont St. Giles, Buckinghamshire, HP8 4BG, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 8845 7691 is
  • Who else gives the postcode HP8 4BG
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Executive & Corporate Finance Trading name
  • Alistair Coomer Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

AG JM Coomer’s history from the FCA register and Companies House, newest first.

Key events (3) All events (6)

2023

24 November 2023

  • Changed its registered name from "Alistair Coomer"

FCA register

24 March 2023

  • Changed its registered name from "Executive & Corporate Finance"

FCA register

2004

29 June 2004

  • Became an appointed representative

FCA register

In the full report: all 6 events

  • All 6 events in its history (3 shown here)
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Firms like AG JM Coomer

Other firms of the same type (financial adviser), nearest first.

In Chalfont St. Giles

Beyond Finance LtdChalfont St. GilesAuthorised

In the Hemel Hempstead (HP) postcode area

Afm Management LimitedBeaconsfieldAppointed representativeAlexis TanoBeaconsfieldAppointed representativeAndrew WatsonNaphillAppointed representativeApplewood Financial Solutions LtdHigh WycombeAppointed representativeArtha Wealth Management LtdAylesburyAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on AG JM Coomer

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 6 events in its history

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Frequently asked questions about this firm

Is AG JM Coomer FCA authorised?
AG JM Coomer (FRN 401698) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for AG JM Coomer?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. AG JM Coomer (FRN 401698) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use AG JM Coomer's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from AG JM Coomer, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is AG JM Coomer’s phone number?
The FCA register lists the phone number 020 8845 7691 for AG JM Coomer. If you were given different contact details, use these to check with the firm before going any further.
Is AG JM Coomer a scam or clone?
AG JM Coomer is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with AG JM Coomer?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for AG JM Coomer's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does AG JM Coomer use any other names?
It trades as Executive & Corporate Finance. It has previously used the name Alistair Coomer.

Sources and links

The full report on AG JM Coomer

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