Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Capricorn Fund Managers Limited Reference number: 505252 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Alethic Capital Ltd (FRN 1045994) is an AR of Capricorn Fund Managers Limited (FRN 505252). When you use Alethic Capital's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Alethic Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
The Barn, Hall Farm, Hall Drive, Canwick, Lincoln, Lincolnshire, LN4 2RG, United Kingdom
In the full report: 2 background checks
- What kind of line +61 049 131 7105 is
- Who else gives the postcode LN4 2RG
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Capricorn Fund Managers Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 16485415 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 30 May 2025 (1 year old)
- Registered office
- 2nd Floor Malta House, 36-38 Piccadilly, London, W1J 0DP, United Kingdom
- Nature of business
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- Fund management activities (SIC 66300)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Carl Peter Hodson-Thomas | Director | Jan 1988 | 30 May 2025 | None |
| Brent Cameron Smith | Director | Sep 1990 | 30 May 2025 | None |
In the full report: every company its directors have run
- Confirmation that these 2 directors run no other company
Key dates in its history
Alethic Capital’s history from the FCA register and Companies House, newest first.
2025
17 December 2025
- Became an appointed representative
FCA register
30 May 2025
- Incorporated at Companies House
- Brent Cameron Smith became a part-owner (25–50% of shares)
- Carl Peter Hodson-Thomas became a part-owner (25–50% of shares)
- Brent Cameron Smith appointed as a director
- Carl Peter Hodson-thomas appointed as a director
Companies House
Director appointments and resignations, and trading names, appear under All events.
Firms like Alethic Capital
Other firms of the same type (investment or fund manager), nearest first.
In Lincoln
Elsewhere in the UK
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Alethic Capital
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 2 background checks on its contact details
- All 6 events in its history
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Frequently asked questions about this firm
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What does appointed representative mean for Alethic Capital?
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Is Alethic Capital a scam or clone?
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Who owns Alethic Capital?
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How long has Alethic Capital been in business?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk