Capricorn Fund Managers Limited
Reference number: 505252
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Fifth Floor, 2 Babmaes Street, London, SW1Y 6HD, United Kingdom
In the full report: 3 background checks
- When capricornfundmanagers.com first appeared online, and whether it can receive email
- What kind of line 07917 838117 is, and the other firm that gives it
- Who else gives the postcode SW1Y 6HD
Other names (7)
If you were contacted under any of these names, it is this firm.
- Capricorn Regulatory Hosting Trading name: A name it trades under now.
- Capricorn Capital Partners UK Ltd Former name: A name it was registered under before.
- Capricorn Asset Management Former trading name: A name it used to trade under.
- Capricorn Capital Group Former trading name: A name it used to trade under.
- Capricorn Capital Partners Former trading name: A name it used to trade under.
- Capricorn Fund Partners Former trading name: A name it used to trade under.
- RQC Investment Management Former trading name: A name it used to trade under.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (9 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing a UK UCITS
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- CPMI Requirement
The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 06849383 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 March 2009 (17 years old)
- Registered office
- 2nd Floor Malta House, 36-38 Piccadilly, London, W1J 0DP
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
- Fund management activities (SIC 66300)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Robert Jay Gottlieb | Director | Oct 1966 | 8 Jul 2011 | 10 other companies |
| Jonathan Richard Campion | Director | Dec 1967 | 21 May 2019 | 5 other companies |
| Darryl Sean Noik | Director | Dec 1965 | 28 May 2019 | 31 other companies |
| Stuart Roy Dixon | Director | Oct 1961 | 14 Sep 2020 | 36 other companies |
| Lynda Ann Stoelker | Director | Jul 1976 | 21 May 2026 | 1 other company |
| OAKWOOD CORPORATE SECRETARY LIMITED | Corporate secretary | Not published | 13 Jun 2023 | – |
Other companies run by these 5 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 71
- closed down
- 44
- went insolvent
- 3
In the full report: all 71 companies, named
- What each company does, and whether it is still trading
- Which of these 5 directors sit on each board, and since when
- The 3 that went into liquidation or administration
- The 5 on the FCA register, including one no longer authorised
- The 10 companies these 5 directors run together
- All 12 people who have ever been directors, with their dates
Key dates in its history
Capricorn Fund Managers’s history from the FCA register and Companies House, newest first.
2024
12 June 2024
- Cv5 Limited gave up control
Companies House
2019
18 June 2019
- Anchor Capital no longer has significant control
- Cv5 Limited took control (50–75% of shares)
Companies House
2016
6 April 2016
- Anchor Capital gained significant control
Companies House
2015
24 September 2015
- Changed its registered name from "Capricorn Capital Partners UK Ltd"
FCA register
2014
25 September 2014
- FCA imposed a requirement (CPMI Requirement)
FCA register
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2010
26 July 2010
- Regulated by the Financial Services Authority from this date
- FCA imposed a requirement (May control but not hold client money & Assets)
- Became authorised by the FCA
FCA register
2009
17 March 2009
- Incorporated at Companies House
Companies House
In the full report: all 44 events
- All 44 events in its history (11 shown here)
- Every director appointment and resignation: 19
Firms connected to Capricorn Fund Managers
Other FCA-listed firms that share a director, phone number or address with Capricorn Fund Managers. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 6
- share a director
- 2
- share its phone number
- 1
In the full report: all 6 connected firms, named
- How each is linked: shared directors (2), the same phone number (1), the same postcode (3)
- Who links each one: the named directors, with dates
- 3 past links through former directors
Firms like Capricorn Fund Managers
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Capricorn Fund Managers
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 71 other companies its directors have run, named
- 3 background checks on its contact details
- All 44 events in its history
- 6 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk