Alphes Cain

Reference number: 502437

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Appointed representative

Alphes Cain does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

First Complete Limited Reference number: 435779 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Alphes Cain (FRN 502437) is an AR of First Complete Limited (FRN 435779). When you use Alphes Cain's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Alphes Cain, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07968 262070

  • Address

    45 Stretton Road, Nuneaton, Warwickshire, CV10 7ER, United Kingdom

In the full report: 2 background checks

  • What kind of line 07968 262070 is
  • Who else gives the postcode CV10 7ER
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Diamond Mortgage & Protection Solutions Trading name
  • Alphie Cain Former name
  • Alphie Cain Financial Services Former trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through First Complete Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Alphes Cain’s history from the FCA register and Companies House, newest first.

Key events (2) All events (5)

2020

1 June 2020

  • Changed its registered name from "Alphie Cain"

FCA register

2009

16 June 2009

  • Became an appointed representative

FCA register

In the full report: all 5 events

  • All 5 events in its history (2 shown here)
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Firms like Alphes Cain

Other firms of the same type (mortgage adviser or broker), nearest first.

In Nuneaton

Alan RandleNuneatonAppointed representativeKey Financial Services (Midlands) LtdNuneatonAppointed representativeMark Blair Mortgage & Finance LtdNuneatonAppointed representativePNG Financial Solutions LimitedNuneatonAppointed representativeRussell Coyle Mortgages LtdNuneatonAppointed representativeArmstrongs Commercial Finance LtdNuneatonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Alphes Cain

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Alphes Cain FCA authorised?
Alphes Cain (FRN 502437) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Alphes Cain?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Alphes Cain (FRN 502437) is an AR of First Complete Limited (FRN 435779). When you use Alphes Cain's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Alphes Cain, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Alphes Cain’s phone number?
The FCA register lists the phone number 07968 262070 for Alphes Cain. If you were given different contact details, use these to check with the firm before going any further.
Is Alphes Cain a scam or clone?
Alphes Cain is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Alphes Cain?
Protection works through First Complete Limited, the principal firm responsible for Alphes Cain's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Alphes Cain use any other names?
It trades as Diamond Mortgage & Protection Solutions. It has previously used 2 other names: Alphie Cain and Alphie Cain Financial Services.

Sources and links

The full report on Alphes Cain

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