Altorfer Financial Management Limited

Reference number: 147392

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When altorfer.co.uk first appeared online, and whether it can receive email
  • What kind of line 01992 654654 is
  • Who else gives the postcode EN8 7AF
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages · Arrange equity release FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (12 permissions)
  • Advising on a home reversion plan
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) a home reversion plan
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Dealing in investments as agent
  • Making arrangements with a view to a home reversion plan
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Managing investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02486396
Company status
Active
Company type
Private limited company
Incorporated
28 March 1990 (36 years old)
Registered office
9 Regent Gate, High Street, Waltham Cross, Hertfordshire, EN8 7AF, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Daniel James Graham Wackett Director May 1967 26 May 2011 None
Helen Jane Wake Director Jan 1974 13 May 2015 None
Louisa Joanne Bracey Director Jan 1975 24 Jan 2018 None
Sam Taylor Director Feb 1977 10 Mar 2025 None
Roger Duncan Taylor Director Jun 1947 Not published None
Helen Jane Wake Secretary Not published 24 Jan 2018 –

In the full report: every company its directors have run

  • Confirmation that these 5 directors run no other company
  • All 7 people who have been directors, with their dates
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Key dates in its history

Altorfer Financial Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (18)

2016

6 April 2016

  • Roger Duncan Taylor became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1994

18 July 1994

  • Regulated by the Personal Investment Authority from this date

FCA register

1990

28 March 1990

  • Incorporated at Companies House

Companies House

In the full report: all 18 events

  • All 18 events in its history (6 shown here)
  • Every director appointment and resignation: 7
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Firms connected to Altorfer Financial Management

Other FCA-listed firms that share a director, phone number or address with Altorfer Financial Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Altorfer Financial Management

Other firms of the same type (investment or fund manager), nearest first.

In the Enfield (EN) postcode area

City Capital Markets LimitedHoddesdonAuthorised

Elsewhere in the UK

UBS Asset Management (Europe) S.A.AuthorisedUBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedMarks and Spencer Unit Trust Management LimitedChesterAuthorisedJPMorgan Asset Management (Europe) SarlAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Altorfer Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 18 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Altorfer Financial Management Limited FCA authorised?
Yes, Altorfer Financial Management Limited (FRN 147392) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed no limits on its permissions.
What is Altorfer Financial Management’s phone number and website?
The FCA register lists the phone number 01992 654654 and the website altorfer.co.uk for Altorfer Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is Altorfer Financial Management a scam or clone?
Altorfer Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Altorfer Financial Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Altorfer Financial Management to the Financial Ombudsman Service, free of charge.
Who owns Altorfer Financial Management?
Companies House lists one person with significant control of Altorfer Financial Management: Mr Roger Duncan Taylor (25–50% of shares).
Who runs Altorfer Financial Management?
Companies House lists 5 directors of Altorfer Financial Management: Daniel James Graham Wackett, Helen Jane Wake, Louisa Joanne Bracey, Sam Taylor and Roger Duncan Taylor.
How long has Altorfer Financial Management been in business?
The company was formed on 28 March 1990, and has held its current FCA authorisation since December 2001.

Sources and links

The full report on Altorfer Financial Management Limited

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