Andrew Brooks Wealth Planning Ltd

Reference number: 764625

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Andrew Brooks Wealth Planning Ltd (FRN 764625) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Andrew Brooks Wealth Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Andrew Brooks Wealth Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When andrewbrooks.co.uk first appeared online, and whether it can receive email
  • What kind of line 07723 067962 is
  • Whether AL1 3JX is a shared office: 30 other firms give it
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Andrew Brooks Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
17099134
Company status
Active
Company type
Private limited company
Incorporated
18 March 2026 (less than a year old)
Registered office
108 Field End Road, Pinner, HA5 1RL, United Kingdom
Nature of business
  • Financial management (SIC 70221)

Directors and company secretaries

Name Role Born Appointed Other companies
Andrew David Brooks Director Aug 1977 18 Mar 2026 1 other company

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
closed down
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
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Key dates in its history

Andrew Brooks Wealth Planning’s history from the FCA register and Companies House, newest first.

2026

2 April 2026

  • Changed its registered name from "Andrew Brooks"

FCA register

18 March 2026

  • Incorporated at Companies House
  • Andrew David Brooks took control (75–100% of shares)
  • Andrew David Brooks appointed as a director

Companies House

2016

16 November 2016

  • Became an appointed representative
  • Began trading as "Andrew Brooks Wealth Planning"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Andrew Brooks Wealth Planning

Other firms of the same type (financial adviser), nearest first.

In St Albans

Buckley Wealth LimitedSt AlbansAppointed representativeCohesion Financial Solutions LtdSt AlbansAppointed representativeLifetime Wealth Management LimitedSt AlbansAppointed representativeMeena Halai Wealth Solutions LimitedSt AlbansAppointed representativeNicholas WalkerSt AlbansAppointed representativeRushmere Financial Planning LtdSt AlbansAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Andrew Brooks Wealth Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 6 events in its history

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Frequently asked questions about this firm

Is Andrew Brooks Wealth Planning Ltd FCA authorised?
Andrew Brooks Wealth Planning Ltd (FRN 764625) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Andrew Brooks Wealth Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Andrew Brooks Wealth Planning Ltd (FRN 764625) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Andrew Brooks Wealth Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Andrew Brooks Wealth Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Andrew Brooks Wealth Planning’s phone number and website?
The FCA register lists the phone number 07723 067962 and the website andrewbrooks.co.uk for Andrew Brooks Wealth Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Andrew Brooks Wealth Planning a scam or clone?
Andrew Brooks Wealth Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Andrew Brooks Wealth Planning?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Andrew Brooks Wealth Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Andrew Brooks Wealth Planning?
Companies House lists one person with significant control of Andrew Brooks Wealth Planning: Mr Andrew David Brooks (75–100% of shares).
Who runs Andrew Brooks Wealth Planning?
Companies House lists one director of Andrew Brooks Wealth Planning: Andrew David Brooks.
How long has Andrew Brooks Wealth Planning been in business?
The company was formed on 18 March 2026.
Does Andrew Brooks Wealth Planning use any other names?
It has previously used the name Andrew Brooks.

Sources and links

The full report on Andrew Brooks Wealth Planning Ltd

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