Arlington Group Asset Management Limited

Reference number: 172337

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When agam.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 7389 5010 is, and the other firm that gives it
  • Who else gives the postcode W1J 0DT
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Lion Resource Management Limited Former name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02359077
Company status
Active
Company type
Private limited company
Incorporated
10 March 1989 (37 years old)
Registered office
15 Whitehall, London, SW1A 2DD
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Charles Cannon Brookes Director May 1976 19 Nov 2004 8 other companies
Simon Charles Catt Director Jul 1971 30 Jun 2016 None

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
8
closed down
2
went insolvent
1

In the full report: all 8 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • All 11 people who have ever been directors, with their dates
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Key dates in its history

Arlington Group Asset Management’s history from the FCA register and Companies House, newest first.

Key events (12) All events (35)

2025

1 September 2025

  • Charles Cannon Brookes stopped being a part-owner
  • Radoon Capital Limited became a part-owner (25–50% of shares)

Companies House

2016

30 June 2016

  • Simon Charles Catt became a part-owner (25–50% of shares)

Companies House

6 April 2016

  • Charles Cannon Brookes became a part-owner (25–50% of shares)

Companies House

4 March 2016

  • FCA imposed a requirement (May control but not hold client money)
  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2004

22 October 2004

  • Changed its registered name from "Lion Resource Management Limited"

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1989

10 March 1989

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 35 events

  • All 35 events in its history (12 shown here)
  • Every director appointment and resignation: 20
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Firms connected to Arlington Group Asset Management

Other FCA-listed firms that share a director, phone number or address with Arlington Group Asset Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
5
share its phone number
1
share its postcode
5

In the full report: all 5 connected firms, named

  • How each is linked: the same phone number (1), the same postcode (5)
  • Who links each one: the named directors, with dates
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Firms like Arlington Group Asset Management

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Arlington Group Asset Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 8 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 35 events in its history
  • 5 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Arlington Group Asset Management Limited FCA authorised?
Yes, Arlington Group Asset Management Limited (FRN 172337) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Arlington Group Asset Management’s phone number and website?
The FCA register lists the phone number 020 7389 5010 and the website agam.co.uk for Arlington Group Asset Management. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Arlington Group Asset Management a scam or clone?
Arlington Group Asset Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Arlington Group Asset Management?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Arlington Group Asset Management to the Financial Ombudsman Service, free of charge.
Who owns Arlington Group Asset Management?
Companies House lists 2 people with significant control of Arlington Group Asset Management: Radoon Capital Limited (25–50% of shares) and Mr Simon Charles Catt (25–50% of shares). Before that, it was controlled by Mr Charles Cannon Brookes.
Who runs Arlington Group Asset Management?
Companies House lists 2 directors of Arlington Group Asset Management: Charles Cannon Brookes and Simon Charles Catt.
How long has Arlington Group Asset Management been in business?
The company was formed on 10 March 1989, and has held its current FCA authorisation since December 2001.
Does Arlington Group Asset Management use any other names?
It has previously used the name Lion Resource Management Limited.

Sources and links

The full report on Arlington Group Asset Management Limited

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