Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 3 years
- Protected through the principal
- No FCA actions
- Active company since 2021
- 1 thing worth a closer look in the background checks
Responsible principal firm
ADVENT SOLUTIONS MANAGEMENT LIMITED Reference number: 308751 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- ASM OneAdvent UW Europe GmbH (FRN 996819) is an AR of ADVENT SOLUTIONS MANAGEMENT LIMITED (FRN 308751). When you use ASM OneAdvent UW Europe GmbH's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from ASM OneAdvent UW Europe GmbH, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
c/o Browne Jacobson LLP, 15th Floor, 6 Bevis Marks, London, EC3A 7BA, United Kingdom
In the full report: 3 background checks, 1 thing worth a closer look
- When advent.global first appeared online, and whether it can receive email
- What kind of line 0370 270 6000 is
- Whether EC3A 7BA is a shared office: 23 other firms give it
Other names (9)
If you were contacted under any of these names, it is this firm.
- Amiga Europe Trading name: A name it trades under now.
- Amiga Specialty Trading name: A name it trades under now.
- Amiga Specialty Europe Trading name: A name it trades under now.
- Helmsgate Trading name: A name it trades under now.
- Navitas Assurance Global Services Trading name: A name it trades under now.
- OneAdvent UW Europe Trading name: A name it trades under now.
- Rsidual Trading name: A name it trades under now.
- Talos Trading name: A name it trades under now.
- Verve Risk Services Trading name: A name it trades under now.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Advent Solutions Management Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- BR023371 (opens Companies House in a new tab)
- Company status
- Open
- Company type
- UK establishment of an overseas company
- Incorporated
- 16 March 2021 (5 years old)
- Registered office
- 15th Floor Browne Jacobson, London, 6 Bevis Marks, EC3A 7BA
Key dates in its history
ASM OneAdvent UW Europe GmbH’s history from the FCA register and Companies House, newest first.
2023
24 May 2023
- Became an appointed representative
FCA register
2021
16 March 2021
- Incorporated at Companies House
Companies House
In the full report: all 11 events
- All 11 events in its history (2 shown here)
Firms like ASM OneAdvent UW Europe GmbH
Other firms of the same type (insurance broker), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on ASM OneAdvent UW Europe GmbH
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 3 background checks on its contact details, 1 flagged
- All 11 events in its history
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Frequently asked questions about this firm
Is ASM OneAdvent UW Europe GmbH FCA authorised?
What does appointed representative mean for ASM OneAdvent UW Europe GmbH?
What is ASM OneAdvent UW Europe GmbH’s phone number and website?
Is ASM OneAdvent UW Europe GmbH a scam or clone?
Is my money safe with ASM OneAdvent UW Europe GmbH?
How long has ASM OneAdvent UW Europe GmbH been in business?
Does ASM OneAdvent UW Europe GmbH use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk