CapeView Capital LLP

Reference number: 556012

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When capeviewcapital.com first appeared online, and whether it can receive email
  • What kind of line 020 7563 9400 is
  • Who else gives the postcode SE1 9PA
Instant PDF download

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC364354
Company status
Active
Company type
Limited liability partnership
Incorporated
5 May 2011 (15 years old)
Registered office
10 Queen Street Place, London, EC4R 1AG, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
Michael Sakkas LLP designated member Aug 1979 15 Nov 2011 None
Suhail Ahmed Rahuja LLP member Jan 1968 15 Nov 2011 1 other company
Sushil Shah LLP designated member Dec 1973 15 Nov 2011 None
CVC HOLDINGS LLC Corporate LLP member Not published 5 Mar 2012 None

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
closed down
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 14 people who have ever been directors, with their dates
Instant PDF download

Key dates in its history

CapeView Capital’s history from the FCA register and Companies House, newest first.

Key events (13) All events (34)

2021

1 July 2021

  • Richard David Walter Haas no longer has significant control

Companies House

2017

29 December 2017

  • Theo Phanos gave up control

Companies House

1 April 2017

  • Richard David Walter Haas gained significant control

Companies House

2016

6 April 2016

  • Michael Sakkas became a part-owner (25–50% of shares)
  • Sushil Shah became a part-owner (25–50% of shares)
  • Theo Phanos took control (75–100% of votes)

Companies House

2014

6 November 2014

  • FCA imposed a requirement (CPMI Requirement)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

25 June 2012

  • Regulated by the Securities & Exchange Commission from this date

FCA register

2011

14 November 2011

  • FCA imposed a requirement (May control money if settlement through a mandate.)
  • Became authorised by the FCA

FCA register

31 August 2011

  • Regulated by the Financial Services Authority from this date

FCA register

5 May 2011

  • Incorporated at Companies House

Companies House

In the full report: all 34 events

  • All 34 events in its history (13 shown here)
  • Every director appointment and resignation: 19
Instant PDF download

Firms connected to CapeView Capital

Other FCA-listed firms that share a director, phone number or address with CapeView Capital. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: the same postcode (4)
  • Who links each one: the named directors, with dates
Instant PDF download

Firms like CapeView Capital

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on CapeView Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 34 events in its history
  • 4 connected firms, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is CapeView Capital LLP FCA authorised?
Yes, CapeView Capital LLP (FRN 556012) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since November 2011 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is CapeView Capital’s phone number and website?
The FCA register lists the phone number 020 7563 9400 and the website capeviewcapital.com for CapeView Capital. If you were given different contact details, use these to check with the firm before going any further.
Is CapeView Capital a scam or clone?
CapeView Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with CapeView Capital?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about CapeView Capital to the Financial Ombudsman Service, free of charge.
Who owns CapeView Capital?
Companies House lists 2 people with significant control of CapeView Capital: Michael Sakkas (50–75% of votes) and Sushil Shah (25–50% of votes). Before that, it was controlled by Mr Theo Phanos and Richard David Walter Haas.
Who runs CapeView Capital?
Companies House lists 4 directors of CapeView Capital: Michael Sakkas, Suhail Ahmed Rahuja, Sushil Shah and Cvc Holdings LLC.
How long has CapeView Capital been in business?
The company was formed on 5 May 2011, and has held its current FCA authorisation since November 2011.

Sources and links

The full report on CapeView Capital LLP

£19.99 · Instant PDF download

Loading secure checkout…