Caphaven LLP
Reference number: 669655
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
10 Hill Street, London, Westminster, W1J 5NQ, United Kingdom
In the full report: 3 background checks
- When caphaven.com first appeared online, and whether it can receive email
- What kind of line 07909 540880 is
- Who else gives the postcode W1J 5NQ
Other names (1)
If you were contacted under any of these names, it is this firm.
- Caphaven Partners Trading name: A name it trades under now.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Managing an unauthorised AIF
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC391884 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 11 March 2014 (12 years old)
- Registered office
- 8-10 Hill Street, London, W1J 5NQ, England
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Cornel Carl Riklin | LLP designated member | Dec 1955 | 11 Mar 2014 | 144 other companies |
| Peter Dailey | LLP designated member | Feb 1958 | 31 Aug 2016 | 3 other companies |
| Neeshu Rasik Lukha | LLP designated member | Jun 1967 | 31 Aug 2016 | 1 other company |
| Berent Wallendahl | LLP designated member | Feb 1957 | 31 Aug 2016 | 3 other companies |
Other companies run by these 4 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 151
- closed down
- 103
- went insolvent
- 10
In the full report: all 151 companies, named
- What each company does, and whether it is still trading
- Which of these 4 directors sit on each board, and since when
- The 10 that went into liquidation or administration
- The 2 on the FCA register
- All 5 people who have ever been directors, with their dates
Filed accounts and finances
Employees (average)
0
Same as 0
In the full report: all 7 years of accounts
- Every year from 2020 to 2026
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company OC391884. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Caphaven’s history from the FCA register and Companies House, newest first.
2024
1 April 2024
- Neeshu Rasik Lukha became a part-owner (25–50% of shares)
Companies House
2017
31 March 2017
- Berent August Wallendahl became a part-owner (25–50% of shares)
- Cornel Carl Riklin became a part-owner (25–50% of shares)
- Neeshu Rasik Ranchodas Lukha became a part-owner (25–50% of shares)
- Neeshu Rasik Ranchodas Lukha stopped being a part-owner
- Peter Heath Dailey Jr. became a part-owner (25–50% of shares)
- Peter Heath Dailey Jr. stopped being a part-owner
Companies House
2015
27 August 2015
- FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))
FCA register
27 May 2015
- Regulated by the FCA from this date
- Became authorised by the FCA
FCA register
2014
11 March 2014
- Incorporated at Companies House
Companies House
In the full report: all 20 events
- All 20 events in its history (11 shown here)
- Every director appointment and resignation: 6
Firms connected to Caphaven
Other FCA-listed firms that share a director, phone number or address with Caphaven. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share a director
- 1
- past link
- 1
In the full report: the connected firm, named
- How it is linked: shared directors (1)
- Who links it to this firm: the named directors, with dates
- 1 past link through former directors
Firms like Caphaven
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Caphaven
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 151 other companies its directors have run, named
- 3 background checks on its contact details
- 7 years of accounts, charted
- All 20 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk