Capital Financial Consultants (UK) Limited

Reference number: 193345

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Openwork Limited Reference number: 408285 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Capital Financial Consultants (UK) Limited (FRN 193345) is an AR of Openwork Limited (FRN 408285). When you use Capital Financial Consultants (UK)'s services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Capital Financial Consultants (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 8424 9442

  • Address

    31 Pebworth Road, Harrow, Middlesex, HA1 3UD, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 8424 9442 is
  • Who else gives the postcode HA1 3UD
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Openwork Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Capital Financial Consultants (UK)’s history from the FCA register and Companies House, newest first.

2007

18 January 2007

  • Changed its registered name from "Capital Financial Consultants UK Limited"

FCA register

1999

11 February 1999

  • Became an appointed representative

FCA register

Firms like Capital Financial Consultants (UK)

Other firms of the same type (financial adviser), nearest first.

In the Harrow (HA) postcode area

AB Accounting LtdStanmoreAppointed representativeAntalica ltdGreater LondonAppointed representativeArian Capital Partners LimitedHarrow on the HillAppointed representativeAshish PatelHarrowAppointed representativeAstle Financial Planning LtdRuislipAppointed representativeAzure Wealth LtdHarrowAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Capital Financial Consultants (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details

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Frequently asked questions about this firm

Is Capital Financial Consultants (UK) Limited FCA authorised?
Capital Financial Consultants (UK) Limited (FRN 193345) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Capital Financial Consultants (UK)?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Capital Financial Consultants (UK) Limited (FRN 193345) is an AR of Openwork Limited (FRN 408285). When you use Capital Financial Consultants (UK)'s services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Capital Financial Consultants (UK), complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Capital Financial Consultants (UK)’s phone number?
The FCA register lists the phone number 020 8424 9442 for Capital Financial Consultants (UK). If you were given different contact details, use these to check with the firm before going any further.
Is Capital Financial Consultants (UK) a scam or clone?
Capital Financial Consultants (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Capital Financial Consultants (UK)?
Protection works through Openwork Limited, the principal firm responsible for Capital Financial Consultants (UK)'s regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on Capital Financial Consultants (UK) Limited

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