Capula Investment Management LLP

Reference number: 433422

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When capulaglobal.com first appeared online, and whether it can receive email
  • What kind of line 020 7071 0900 is
  • Who else gives the postcode W1J 8AE
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC313398
Company status
Active
Company type
Limited liability partnership
Incorporated
24 May 2005 (21 years old)
Registered office
4th Floor Phoenix House, 1 Station Hill, Reading, Berkshire, RG1 1NB, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
Masao Asai LLP designated member Aug 1966 24 May 2005 2 other companies
Yan Huo LLP designated member Dec 1968 24 May 2005 3 other companies
Mark Barnett LLP member Mar 1972 25 Aug 2005 1 other company
Neil Mccallum LLP designated member Oct 1961 1 May 2006 5 other companies
Ali Saiedabadi LLP member Apr 1970 1 May 2006 None
Piyush Bharti LLP member Sep 1976 17 Dec 2007 None
Bing-Le Wu LLP member Jul 1962 1 Jun 2008 1 other company
Jean-Marc Bottazzi LLP member Apr 1968 27 Aug 2008 None
Samuel Xun-Wei Lowe LLP designated member May 1965 1 Feb 2009 1 other company
Jonathan Simon Bloom LLP member Nov 1967 1 Feb 2014 18 other companies
Taku Iida LLP member Apr 1981 7 Mar 2016 None
Ryan Lucas Letchworth LLP member Sep 1982 1 Feb 2017 None
David Dymov LLP member Sep 1982 1 Feb 2017 None
Taisuke Nakamura LLP member Jan 1972 8 Feb 2018 None
Yoshinari Kuribayashi LLP member Jan 1965 1 Feb 2019 None
Salil Dhawan LLP member Apr 1985 4 Feb 2019 None
Chris Striesow LLP member Jan 1978 8 Mar 2019 None
Nathaniel Dean LLP member Mar 1985 15 Aug 2020 None
Pawel Marek Lewicki LLP member Feb 1964 1 Feb 2022 1 other company
Christian Rudolf Schels LLP member Oct 1985 1 Feb 2023 None
Gavin Neil Estcourt LLP member Dec 1968 1 Feb 2024 None
Yat Ming Victor Li LLP member Apr 1988 1 Feb 2024 None
Chand Bipin Sheth LLP member Jan 1993 1 Feb 2024 None
Driss Bennani LLP member Jun 1984 1 Feb 2025 None
Barnaby John Allan Dalton LLP member Apr 1971 1 Feb 2025 1 other company
Matthew Tschantz LLP member Jun 1982 1 Feb 2025 None
Enrico Corsalini LLP member May 1968 1 Feb 2025 None
Georgios Sarras LLP member Sep 1983 1 Feb 2026 None
Kai Klaus Bermbach LLP member Jun 1979 1 Feb 2026 None
Matthew John Jamieson LLP member Dec 1977 1 Feb 2026 None
John Frederick Anderson LLP member Jan 1965 1 Mar 2026 1 other company
CAPULA INVESTMENT SERVICES LIMITED Corporate LLP member Not published 25 Aug 2005 None
CML HOLDINGS LLC Corporate LLP member Not published 29 Jan 2008 None
TOKAI TOKYO GLOBAL INVESTMENTS PTE LTD Corporate LLP member Not published 31 Mar 2023 None
Inc. Daiichi Life Group Corporate LLP member Not published 14 May 2025 None

Other companies run by these 35 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
30
closed down
12
went insolvent
1

In the full report: all 30 companies, named

  • What each company does, and whether it is still trading
  • Which of these 35 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The 3 companies these 35 directors run together
  • All 60 people who have ever been directors, with their dates
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Key dates in its history

Capula Investment Management’s history from the FCA register and Companies House, newest first.

Key events (7) All events (73)

2016

6 April 2016

  • Yan Huo became a part-owner (25–50% of shares)

Companies House

2015

4 February 2015

  • FCA imposed a requirement (CPMI Requirement)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2005

5 September 2005

  • Regulated by the Financial Services Authority from this date
  • FCA imposed a requirement (May control but not hold client money)
  • Became authorised by the FCA

FCA register

24 May 2005

  • Incorporated at Companies House

Companies House

In the full report: all 73 events

  • All 73 events in its history (7 shown here)
  • Every director appointment and resignation: 64
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Firms connected to Capula Investment Management

Other FCA-listed firms that share a director, phone number or address with Capula Investment Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
no longer authorised
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Capula Investment Management

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Capula Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 30 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 73 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Capula Investment Management LLP FCA authorised?
Yes, Capula Investment Management LLP (FRN 433422) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since September 2005 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Capula Investment Management’s phone number and website?
The FCA register lists the phone number 020 7071 0900 and the website capulaglobal.com for Capula Investment Management. If you were given different contact details, use these to check with the firm before going any further.
Is Capula Investment Management a scam or clone?
Capula Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Capula Investment Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Capula Investment Management to the Financial Ombudsman Service, free of charge.
Who owns Capula Investment Management?
Companies House lists one person with significant control of Capula Investment Management: Mr Yan Huo (25–50% of votes).
Who runs Capula Investment Management?
Companies House lists 35 directors of Capula Investment Management: Masao Asai, Yan Huo, Mark Barnett, Neil McCallum, Ali Saiedabadi, Piyush Bharti and 29 more.
How long has Capula Investment Management been in business?
The company was formed on 24 May 2005, and has held its current FCA authorisation since September 2005.

Sources and links

The full report on Capula Investment Management LLP

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