Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- DJS Wealth Adviser LLP (FRN 515323) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use DJS Wealth Adviser's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from DJS Wealth Adviser, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Heritage Park, The Street, Radstock, Somerset, BA3 3FJ, United Kingdom
In the full report: 3 background checks
- When djswealthadviser.co.uk first appeared online, and whether it can receive email
- What kind of line 01761 417380 is
- Who else gives the postcode BA3 3FJ
Other names (1)
If you were contacted under any of these names, it is this firm.
- David Seviour Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC395588 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 30 September 2014 (12 years old)
- Registered office
- Brookleigh Milley Road, Waltham St. Lawrence, Reading, Berkshire, RG10 0JR
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| David James Seviour | LLP designated member | Mar 1961 | 30 Sep 2014 | 1 other company |
| Elaine Joan Seviour | LLP designated member | Aug 1958 | 30 Sep 2014 | None |
| Lisa Elaine Thorne | LLP member | Jun 1982 | 2 Nov 2015 | None |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other company
- 1
- closed down
- 1
In the full report: all 1 company, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
Key dates in its history
DJS Wealth Adviser’s history from the FCA register and Companies House, newest first.
2016
6 April 2016
- David James Seviour gained 25–50% of the votes
- Elaine Seviour gained 25–50% of the votes
Companies House
2015
2 September 2015
- Changed its registered name from "David Seviour"
FCA register
2014
30 September 2014
- Incorporated at Companies House
Companies House
2009
29 December 2009
- Became an appointed representative
FCA register
In the full report: all 10 events
- All 10 events in its history (5 shown here)
- Every director appointment and resignation: 3
Firms like DJS Wealth Adviser
Other firms of the same type (financial adviser), nearest first.
In Radstock
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on DJS Wealth Adviser
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 1 other company its directors have run, named
- 3 background checks on its contact details
- All 10 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk